Matthew E. Spangler

SIGNAL RESEARCH GROUP

EDMOND, OK 73013

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CRD#: 4095215

Professional summary

Matthew Edward Spangler, who also goes by Matthew E Spangler, is a registered financial advisor currently at SIGNAL RESEARCH GROUP LLC located in Edmond, Oklahoma.

Matthew is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. Matthew has worked at 3 firms and has passed the Series 65, Series 63 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Matthew E Spangler

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Matthew Edward Spangler's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 12, 2013 - Present

SIGNAL RESEARCH GROUP LLC

Office #1: 2401 S Bryant Ave Suite 100, Edmond, OK 73013

RIA

CRD#: 166392

EDMOND, OK

Past

February 9, 2010 - December 17, 2013

MERIT ADVISORS, INC.

RIA

CRD#: 113999

OKLAHOMA CITY, OK

Past

January 18, 2000 - February 12, 2010

SIGNATOR INVESTORS, INC.

CRD#: 468

OKLAHOMA CITY, OK

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Colorado
(11/20/2018)

IAR

Kansas
(12/12/2013)

IAR

Oklahoma
(12/12/2013)

IAR

Texas
(2/1/2016)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/31/2009

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 3/10/2000

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 6

Date: 1/17/2000

Investment Company Products/Variable Contracts Representative Examination

Current Firm

SIGNAL RESEARCH GROUP LLC

CRD#: 166392 / SEC#:

California

Registered Investment Advisory firm - (10/20/2024 Terminated)

Colorado

Registered Investment Advisory firm - (11/20/2018 Approved)

Florida

Registered Investment Advisory firm - (11/14/2013 Terminated)

Kansas

Registered Investment Advisory firm - (2/14/2013 Approved)

Ohio

Registered Investment Advisory firm - (11/1/2021 Terminated)

Oklahoma

Registered Investment Advisory firm - (2/14/2013 Approved)

Pennsylvania

Registered Investment Advisory firm - (11/2/2021 Terminated)

South Carolina

Registered Investment Advisory firm - (10/5/2020 Terminated)

Texas

Registered Investment Advisory firm - (4/23/2014 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

2401 S Bryant Ave Suite 100, Edmond, OK 73013

Mailing Address

Phone number

(405) 509-2553

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	150
AUM (Assets Under Management)	$ 18,338,002

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Matthew E. Spangler

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Matthew Edward Spangler's CRS (Customer Relationship Summary).

Certified licenses

Experience

SIGNAL RESEARCH GROUP LLC

MERIT ADVISORS, INC.

SIGNATOR INVESTORS, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 12/31/2009

Series 63

Date: 3/10/2000

Series 6

Date: 1/17/2000

Current Firm

SIGNAL RESEARCH GROUP LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

SIGNAL RESEARCH GROUP LLC

TRUST BUT VERIFY

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