David G. Much

MUCH WEALTH MANAGEMENT

Southlake, TX 76092

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CRD#: 4095088

Professional summary

David Gustav Much is a registered financial advisor currently at MUCH WEALTH MANAGEMENT, INC. located in Southlake, Texas.

David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. David has worked at 5 firms and has passed the Series 65, Series 63 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

MUCH FINANCIAL SERVICES, INC.; INSURANCE RELATED; 400 CONTINENTAL BLVD. 6TH FLOOR, EL SEGUNDO, CA 90245; THE BUSINESS PROVIDES INSURANCE BENEFITS TO GROUPS AND INDIVIDUALS; PRESIDENT/OWNER; BUSINESS WAS INCORPORATED IN 2005; 120 HOURS A MONTH; 6 HOURS A DAY DURING TRADING; PROVIDING GROUP AND INDIVIDUAL LIFE, HEALTH DENTAL, LONG TERM CARE AND OTHER INSURANCE PRODUCTS TO GROUPS AND INDIVIDUALS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Gustav Much's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 23, 2009 - Present

MUCH WEALTH MANAGEMENT, INC.

Office #1: 640 N Carroll Ave Suite 100, Southlake, TX 76092

RIA

CRD#: 150356

Southlake, TX

Past

October 31, 2005 - November 5, 2008

OSAIC SERVICES, INC.

CRD#: 133763

EL SEGUNDO, CA

Past

May 16, 2005 - October 31, 2005

SUNAMERICA SECURITIES, INC.

CRD#: 20068

PHOENIX, AZ

Past

September 6, 2000 - March 2, 2005

FARMERS FINANCIAL SOLUTIONS, LLC

CRD#: 103863

WESTLAKE VILLAGE, CA

Past

February 29, 2000 - September 8, 2000

INVESTORS BROKERAGE SERVICES, INC.

CRD#: 4257

ELGIN, IL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(9/23/2009)

IAR

Texas
(1/8/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/6/2008

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 2/21/2000

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 6

Date: 2/28/2000

Investment Company Products/Variable Contracts Representative Examination

Current Firm

MUCH WEALTH MANAGEMENT, INC.

MUCH FINANCIAL, INC. | MUCH WEALTH MANAGEMENT, INC.

CRD#: 150356 / SEC#:

California

Registered Investment Advisory firm - (9/23/2009 Approved)

Kentucky

Registered Investment Advisory firm - (12/13/2010 Terminated)

Pennsylvania

Registered Investment Advisory firm - (9/26/2011 Terminated)

Texas

Registered Investment Advisory firm - (6/8/2023 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

640 N Carroll Ave Suite 100, Southlake, TX 76092

Mailing Address

Phone number

(866) 677-1600

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	287
AUM (Assets Under Management)	$ 40,027,411

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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David G. Much

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Gustav Much's CRS (Customer Relationship Summary).

Certified licenses

Experience

MUCH WEALTH MANAGEMENT, INC.

OSAIC SERVICES, INC.

SUNAMERICA SECURITIES, INC.

FARMERS FINANCIAL SOLUTIONS, LLC

INVESTORS BROKERAGE SERVICES, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 8/6/2008

Series 63

Date: 2/21/2000

Series 6

Date: 2/28/2000

Current Firm

MUCH WEALTH MANAGEMENT, INC.

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

MUCH WEALTH MANAGEMENT, INC.

TRUST BUT VERIFY

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