BE
Brown J. Ewing
CETERA INVESTMENT ADVISERS LLC
CASPER, WY 82601
Some features on this profile are disabled
CRD#: 4094927
BE
Professional summary
Brown Jacob Ewing, who also goes by B J Ewing, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Casper, Wyoming and CETERA WEALTH SERVICES, LLC located in Casper, Wyoming.
Brown is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2000. Brown has worked at 7 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
B J Ewing
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) 600 EAST 1ST, LLC POSITION: Owner/Member NATURE: The LLC will be purchased a building in Casper, WY in March 2018. The building houses PMCH, CPA Firm, and Pathfinder Investments. This is a self-rental only. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 10/01/2017 ADDRESS: 600 East 1st Street, Casper WY 82601, United States DESCRIPTION: Owner/Member only. 2) PATHFINDER INVESTMENT ADVISORS, LLC POSITION: None NATURE: Financial Services entity INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 01/01/2018 ADDRESS: 600 East 1st Street, Casper WY 82601, United States DESCRIPTION: Referring Advisor 3) THE OLIVIA CALDWELL FOUNDATION POSITION: Board Member NATURE: The Olivia Caldwell Foundation is a 501c3 nonprofit. The mission is to fund life-saving pediatric cancer research and programs to improve the lives of children battling and other serious diseases in Wyoming and surrounding areas. INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 12/31/2019 ADDRESS: 419 S. Washington, Suite 201, Casper WY 82601, United States DESCRIPTION: As a Board Member I will be asked to provide assistance in furthering the purpose of the charity. 4) SAINT ANTHONY TRI-PARISH SCHOOL FOUNDATION POSITION: Board Member NATURE: The foundation's purpose is to provide necessary current and long-term funding for St. Anthony Tri-Parish School. INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 3 START DATE: 08/01/2021 ADDRESS: 1145 W. 20th Street, Casper WY 82604, United States DESCRIPTION: My duties as a board member include attending monthly board meetings, fundraising for the foundation and promoting the purpose of the foundation. 5) PORTER MUIRHEAD CORNIA AND HOWARD CPAS POSITION: Shareholder/Owner NATURE: The activity is our CPA Firm. INVESTMENT RELATED: No NUMBER OF HOURS: 200 SECURITIES TRADING HOURS: 130 START DATE: 06/10/2013 ADDRESS: 600 East 1st Street, Casper WY 82601, United States DESCRIPTION: I am a Shareholder/Owner of the Firm. 1. Managing client and technical aspects of the Firm. 2. Assist in managing the Firm administratively. 3. Training new staff 4. Recruiting new staff 5. Assist with Firm finances 6) EWING MANAGERS, LLC POSITION: Manager NATURE: This is a family LLC that holds oil & gas royalty interests. I do not hold a financial interest in this LLC. It is owned 100% by my parents. I have authority to approve leases, etc. no signing authority over any bank accounts. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2008 ADDRESS: 5130 Stoneridge Way, Casper WY 82601, United States DESCRIPTION: I have authority to approve leases, etc. no signing authority over any bank accounts.
CRS (Client Relationship Summary) - RIA
Click below to view Brown Jacob Ewing's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 5, 2025 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 600 East 1st Street, Casper, WY 82601RIA
CRD#: 105644
CASPER, WY
Current
September 5, 2025 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 600 East 1st Street, Casper, WY 82601BD
CRD#: 13572
Casper, WY
Past
October 25, 2019 - September 5, 2025
AVANTAX ADVISORY SERVICES
RIA
CRD#: 104556
Casper, WY
Past
October 25, 2019 - September 5, 2025
AVANTAX INVESTMENT SERVICES, INC.
BD
CRD#: 13686
Casper, WY
Past
February 5, 2018 - October 25, 2019
1ST GLOBAL ADVISORS INC
RIA
CRD#: 111133
CASPER, WY
Past
February 5, 2018 - October 25, 2019
1ST GLOBAL CAPITAL CORP.
BD
CRD#: 30349
Casper, WY
Past
February 1, 2000 - April 2, 2001
UBS FINANCIAL SERVICES INC.
BD
CRD#: 8174
WEEHAWKEN, NJ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Wyoming(9/5/2025)
IAR
Wyoming(9/5/2025)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
