Robert J. Russamano
Professional summary
Robert Jeremiah Russamano is a registered financial advisor currently at WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC located in Bedford, New Hampshire.
Robert is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2000. Robert has worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 55, Series 7, Series 10 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Robert Jeremiah Russamano's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Robert Jeremiah Russamano's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 30, 2022 - Present
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
Office #1: 5 Bedford Farms Drive Suite 100, Bedford, NH 03110June 30, 2022 - Present
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
Office #1: 5 Bedford Farms Drive Suite 100, Bedford, NH 03110May 1, 2008 - July 5, 2022
UBS FINANCIAL SERVICES INC.
May 1, 2008 - July 5, 2022
UBS FINANCIAL SERVICES INC.
August 28, 2006 - May 13, 2008
CITIGROUP GLOBAL MARKETS INC.
August 28, 2006 - May 13, 2008
CITIGROUP GLOBAL MARKETS INC.
September 11, 2002 - October 4, 2006
TOWER SQUARE SECURITIES, INC.
January 31, 2000 - March 22, 2002
HILL THOMPSON MAGID & CO., INC.
Primary Firm SEC Registration
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
CRD#: 11025 / SEC#: 801-57434, 8-28721
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(8/5/2025)
(6/30/2022)
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(9/26/2024)
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(11/21/2023)
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(9/10/2025)
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(7/15/2022)
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(3/14/2024)
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(7/9/2022)
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(12/15/2022)
(6/30/2022)
Exams
Series 55
Date: 3/18/2000
Limited Representative-Equity Trader ExamFINRA
Current Firm
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
CRD#: 11025 / SEC#: 801-57434, 8-28721
Contact information
SEC notice filing (52 States and Territories)
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| WACHOVIA SECURITIES FINANCIAL HOLDINGS, LLC | SOLE MEMBER | |
| CRAVEN, JAMES J | BOARD OF MANAGERS | 4323533 |
| GINDI, SOL | BOARD OF MANAGERS | 4903526 |
| KARANIK, ERIK ANTHONY | CHIEF EXECUTIVE OFFICER / BOARD OF MANAGERS | 2260890 |
| LACEY, PAUL | PRINCIPAL OPERATIONS OFFICER/CONTROL PRINCIPAL | 5616656 |
| MARKMANN, DAVID FRANZ | DESIGNATED TEXAS OFFICER | 2637778 |
| PATEL, RAKESH | CHIEF FINANCIAL OFFICER | 5385585 |
| SANKOVICH, PAUL CAMERON | CHIEF COMPLIANCE OFFICER | 2475029 |
| TA, KIMBERLY CROWDER | BOARD OF MANAGERS/CONTROL PRINCIPAL | 4717506 |
| TYERS, JOHN R | PRESIDENT/BOARD OF MANAGERS/CONTROL PRINCIPAL | 2632380 |
Regulatory assets under management
| Total Number of Accounts | 401,726 |
| AUM (Assets Under Management) | $ 197,360,196,619 |
Disclosures
| Regulatory Event | 35 |
| Arbitration | 39 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/24/2025 | ||
| 12/11/2023 | ||
| 02/17/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
CRD#: 11025Bedford, NH 03110TRUST BUT VERIFY
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