CM
Christopher S. Mccrillis
NFSG
LITTLE ROCK, AR 72223
Some features on this profile are disabled
CRD#: 4092873
CM
Professional summary
Christopher Scott Mccrillis, who also goes by Chris Scott Mccrillis, is a registered financial advisor currently at NFSG CORPORATION located in Little Rock, Arkansas and NEWBRIDGE SECURITIES CORPORATION located in Little Rock, Arkansas.
Christopher is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2000. Christopher has worked at 5 firms and has passed the Series 65, Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Chris Scott Mccrillis
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Insurance Brokerage; Investment Related; Little Rock, AR, Insurance Agent offering Life, Health, Disability, and LTC policies to existing and new clientele. First licensed in 2000; spend approximately 20% of time or 1-2 hours per day. Duties include needs analysis, illustration creation, proposal and sales activity.
CRS (Client Relationship Summary) - RIA
Click below to view Christopher Scott Mccrillis's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 11, 2022 - Present
NFSG CORPORATION
Office #1: 16719 Cantrell Road, Little Rock, AR 72223RIA
CRD#: 130814
LITTLE ROCK, AR
Current
August 10, 2022 - Present
NEWBRIDGE SECURITIES CORPORATION
Office #1: 16719 Cantrell Road, Little Rock, AR 72223BD
CRD#: 104065
Little Rock, AR
Past
May 9, 2018 - June 30, 2022
AMERIPRISE FINANCIAL SERVICES, LLC
RIA
CRD#: 6363
LITTLE ROCK, AR
Past
May 9, 2018 - June 30, 2022
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
LITTLE ROCK, AR
Past
April 13, 2007 - May 14, 2018
SIGNATOR INVESTORS, INC.
RIA
CRD#: 468
LITTLE ROCK, AR
Past
October 22, 2003 - May 14, 2018
SIGNATOR INVESTORS, INC.
BD
CRD#: 468
LITTLE ROCK, AR
Past
February 2, 2000 - October 7, 2003
AMERIPRISE FINANCIAL SERVICES, LLC
RIA
CRD#: 6363
LITTLE ROCK, AR
Past
January 7, 2000 - October 7, 2003
IDS LIFE INSURANCE COMPANY
BD
CRD#: 6321
MINNEAPOLIS, MN
Past
January 7, 2000 - October 7, 2003
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
MINNEAPOLIS, MN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
NC
NFSG CORPORATION
NEWBRIDGE FINANCIAL SERVICES GROUP, INC. | NFSG CORPORATION | NEWBRIDGE FINANCIAL SERVICES, INC.
CRD#: 130814 / SEC#: 801-68448
RIA
Registered Investment Advisory firm - (11/6/2007 Approved)Arizona
Registered Investment Advisory firm - (11/8/2007 Terminated)California
Registered Investment Advisory firm - (11/8/2007 Terminated)Connecticut
Registered Investment Advisory firm - (11/8/2007 Terminated)Florida
Registered Investment Advisory firm - (12/12/2007 Terminated)Illinois
Registered Investment Advisory firm - (11/6/2007 Terminated)Indiana
Registered Investment Advisory firm - (11/8/2007 Terminated)Nevada
Registered Investment Advisory firm - (12/17/2007 Terminated)New Jersey
Registered Investment Advisory firm - (11/14/2007 Terminated)North Carolina
Registered Investment Advisory firm - (11/8/2007 Terminated)Pennsylvania
Registered Investment Advisory firm - (11/13/2007 Terminated)Tennessee
Registered Investment Advisory firm - (12/8/2007 Terminated)Texas
Registered Investment Advisory firm - (11/8/2007 Terminated)Virginia
Registered Investment Advisory firm - (11/8/2007 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arkansas(8/11/2022)
IAR
Arkansas(8/11/2022)
RR
Florida(8/22/2022)
RR
Mississippi(8/24/2022)
RR
Tennessee(1/25/2023)
RR
Texas(8/19/2022)
IAR
Texas(8/19/2022)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
Nasdaq Stock Market
Current Firm
NC
NFSG CORPORATION
NEWBRIDGE FINANCIAL SERVICES GROUP, INC. | NFSG CORPORATION | NEWBRIDGE FINANCIAL SERVICES, INC.
CRD#: 130814 / SEC#: 801-68448
RIA
Registered Investment Advisory firm - (11/6/2007 Approved)Arizona
Registered Investment Advisory firm - (11/8/2007 Terminated)California
Registered Investment Advisory firm - (11/8/2007 Terminated)Connecticut
Registered Investment Advisory firm - (11/8/2007 Terminated)Florida
Registered Investment Advisory firm - (12/12/2007 Terminated)Illinois
Registered Investment Advisory firm - (11/6/2007 Terminated)Indiana
Registered Investment Advisory firm - (11/8/2007 Terminated)Nevada
Registered Investment Advisory firm - (12/17/2007 Terminated)New Jersey
Registered Investment Advisory firm - (11/14/2007 Terminated)North Carolina
Registered Investment Advisory firm - (11/8/2007 Terminated)Pennsylvania
Registered Investment Advisory firm - (11/13/2007 Terminated)Tennessee
Registered Investment Advisory firm - (12/8/2007 Terminated)Texas
Registered Investment Advisory firm - (11/8/2007 Terminated)Virginia
Registered Investment Advisory firm - (11/8/2007 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1200 North Federal Highway Suite 400, Boca Raton, FL 33432
Mailing Address
Phone number
(954) 334-3450
Established
Firm type
Fiscal year end
# of Employees
89
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 3,587 |
| AUM (Assets Under Management) | $ 813,494,847 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
