Matthew A. Bradley

RBA WEALTH MANAGEMENT

Newport Beach, CA 92660

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CRD#: 4091214

Professional summary

Matthew Allen Bradley, CFP® is a registered financial advisor currently at RBA WEALTH MANAGEMENT, LLC located in Newport Beach, California and PURSHE KAPLAN STERLING INVESTMENTS located in Newport Beach, California.

Matthew is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1999. Matthew has worked at 8 firms and has passed the Series 66, SIE, Series 31, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. RBA Wealth Management. Investment Related. 520 Newport Center Drive, Suite 740, Newport Beach, CA 92660. Investment Advice. IAR. 11/2017. 30 Hrs/Mo; 10 During Trading Hours. 2. Fixed Insurance. Investment Related. At registered location. Fixed / Traditional Insurance. Agent. Start. 11/2017. 5 hrs/month; all during trading hours. Sales of Fixed / Traditional insurance.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Matthew Allen Bradley's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2006

Experience

Current

December 26, 2017 - Present

RBA WEALTH MANAGEMENT, LLC

Office #1: 520 Newport Center Drive Suite 740, Newport Beach, CA 92660

RIA

CRD#: 291029

Newport Beach, CA

Current

November 2, 2017 - Present

PURSHE KAPLAN STERLING INVESTMENTS

Office #1: 520 Newport Center Drive Suite 740, Newport Beach, CA 92660

CRD#: 35747

Newport Beach, CA

Past

November 3, 2017 - January 3, 2018

PKS ADVISORY SERVICES, LLC

RIA

CRD#: 125648

ALBANY, NY

Past

August 31, 2010 - November 6, 2017

MORGAN STANLEY

RIA

CRD#: 149777

NEWPORT BEACH, CA

Past

August 27, 2010 - November 6, 2017

MORGAN STANLEY

CRD#: 149777

NEWPORT BEACH, CA

Past

August 5, 2002 - September 7, 2010

LPL FINANCIAL LLC

CRD#: 6413

IRVINE, CA

Past

May 31, 2002 - September 7, 2010

LPL FINANCIAL LLC

RIA

CRD#: 6413

IRVINE, CA

Past

November 21, 2000 - December 10, 2001

MORGAN STANLEY DW INC.

CRD#: 7556

PURCHASE, NY

Past

February 18, 2000 - November 2, 2000

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

Past

December 14, 1999 - January 28, 2000

WOODBURY FINANCIAL SERVICES, INC.

CRD#: 421

OAKDALE, MN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

RBA WEALTH MANAGEMENT, LLC

RBA WEALTH MANAGEMENT, LLC | RHETT ADVISORS, LLC

CRD#: 291029 / SEC#: 801-112189

RIA

Registered Investment Advisory firm - (12/20/2017 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arizona
(11/13/2017)

California
(11/2/2017)

IAR

California
(12/26/2017)

Colorado
(10/10/2024)

Florida
(1/2/2020)

Georgia
(1/2/2020)

Idaho
(12/8/2017)

Maine
(11/13/2017)

Missouri
(10/10/2024)

Montana
(11/13/2017)

New Mexico
(11/2/2017)

North Carolina
(1/2/2020)

Oregon
(5/20/2025)

Pennsylvania
(2/6/2024)

South Carolina
(11/13/2017)

Texas
(11/13/2017)

IAR

Texas
(12/26/2017)

Utah
(10/14/2025)

Vermont
(11/13/2017)

Virginia
(6/26/2018)

Washington
(10/12/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 4/4/2000

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 31

Date: 4/12/2011

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 3/8/2000

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 12/13/1999

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

RBA WEALTH MANAGEMENT, LLC

RBA WEALTH MANAGEMENT, LLC | RHETT ADVISORS, LLC

CRD#: 291029 / SEC#: 801-112189

RIA

Registered Investment Advisory firm - (12/20/2017 Approved)

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Contact information

Main Address

520 Newport Center Drive Suite 740, Newport Beach, CA 92660

Mailing Address

Phone number

(949) 945-2104

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (6 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

DISCLOSURE BROCHURE FOR RBA WEALTH MANAGEMENT, LLC (3/19/2025)

Regulatory assets under management

Total Number of Accounts	1,191
AUM (Assets Under Management)	$ 403,525,885

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Matthew A. Bradley

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Matthew Allen Bradley's CRS (Customer Relationship Summary).

Certified licenses

Experience

PURSHE KAPLAN STERLING INVESTMENTS

PKS ADVISORY SERVICES, LLC

MORGAN STANLEY

MORGAN STANLEY

LPL FINANCIAL LLC

LPL FINANCIAL LLC

MORGAN STANLEY DW INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

WOODBURY FINANCIAL SERVICES, INC.

Primary Firm SEC Registration

RBA WEALTH MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 4/4/2000

SIE

Date: 10/1/2018

Series 31

Date: 4/12/2011

Series 7

Date: 3/8/2000

Series 6

Date: 12/13/1999

FINRA

Current Firm

RBA WEALTH MANAGEMENT, LLC

Contact information

SEC notice filing (6 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

RBA WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

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