Robert J. Sainato
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Joseph Sainato, who also goes by Bob Sainato, was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1988. Robert had worked at 6 firms and has passed the Series 63, SIE, Series 1 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 5, 2004 - March 15, 2021
FOX CHASE CAPITAL PARTNERS, LLC
January 4, 1999 - December 31, 2003
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
June 26, 1998 - February 13, 2007
PROGRESSIVE CAPITAL MANAGEMENT, INC.
May 1, 1991 - December 31, 1998
ADVANTAGE CAPITAL CORPORATION
April 18, 1989 - May 3, 1991
G.W. PIPER & CO., INC.
December 8, 1988 - March 18, 1989
PERSHING LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 1
Date: 10/8/1973
Registered Representative ExaminationCurrent Firm
FOX CHASE CAPITAL PARTNERS, LLC
CRD#: 104087 / SEC#: , 8-52624
Contact information
Documents
Disclosures
| Regulatory Event | 3 |
Red Flags
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