CT
Chad R. Turner
CENTAURUS FINANCIAL
TORRANCE, CA 90505
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CRD#: 4090213
CT
Professional summary
Chad Randall Turner is a registered financial advisor currently at CENTAURUS FINANCIAL, INC. located in Torrance, California.
Chad is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2003. Chad has worked at 2 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
CHAD R. TURNER, OWNER, SINCE 7/22/2002, 23505 CRENSHAW BLVD., SUITE #100, TORRANCE, CA 90505, SALE AND SERVICE HEALTH AND LIFE INSURANCE CONTRACTS FOR CLIENTS, DEVOTED TIME IS 2 HRS A MONTH, NON-INVESTMENT RELATED. CHAD R. TURNER & ASSOCIATES, INC., PRESIDENT, SINCE 8/1/1983, 23505 CRENSHAW BLVD., SUITE 100, TORRANCE, CA 90505, CONDUCT THE DAILY AFFAIRS OF AN ACCOUNTING PRACTICE, SUPERVISE PERSONNEL, MEET WITH CLIENTS, PERFORM SERVICES, DEVOTED TIME IS 160 HRS A MONTH, NON-INVESTMENT RELATED. CHAD R TURNER POSITION: Broker NATURE: Infrequent commission related real estate transactions INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 01/01/1995 ADDRESS: 23505 Crenshaw Blvd, Ste 100, Torrance CA 90505, United States DESCRIPTION: Real Estate Broker
CRS (Client Relationship Summary) - RIA
Click below to view Chad Randall Turner's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Chad Randall Turner's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 9, 2004 - Present
CENTAURUS FINANCIAL, INC.
Office #1: 4030 Spencer Street Unit# 101, Torrance, CA 90505RIA
BD
CRD#: 30833
TORRANCE, CA
Current
October 25, 2004 - Present
CENTAURUS FINANCIAL, INC.
Office #1: 4030 Spencer Street Unit# 101, Torrance, CA 90505RIA
BD
CRD#: 30833
TORRANCE, CA
Past
June 18, 2004 - October 5, 2004
NATIONAL PLANNING CORPORATION
RIA
CRD#: 29604
TORRANCE, CA
Past
December 19, 2003 - October 5, 2004
NATIONAL PLANNING CORPORATION
BD
CRD#: 29604
LOS ANGELES, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CF
CENTAURUS FINANCIAL, INC.
CENTAURUS FINANCIAL, INC.
CRD#: 30833 / SEC#: 801-56882, 8-45185
RIA
Registered Investment Advisory firm - SEC (10/8/1999 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(10/25/2004)
IAR
California(11/9/2004)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CF
CENTAURUS FINANCIAL, INC.
CENTAURUS FINANCIAL, INC.
CRD#: 30833 / SEC#: 801-56882, 8-45185
RIA
Registered Investment Advisory firm - SEC (10/8/1999 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
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Contact information
Main Address
2300 E. Katella Avenue Suite 200, Anaheim, CA 92806
Mailing Address
2300 E. Katella Avenue Suite #200, Anaheim, CA 92806
Phone number
(714) 456-1790
Established
California since 08/27/1992
Firm type
Corporation
Fiscal year end
April
Firm Size
Large
# of Employees
580
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FEDERATION OF FINANCIAL SERVICES | OWNER | |
| KREMER, STEPHEN MARK | OWNER | 1188829 |
| RUBINO, MICHAEL PETER | OWNER | 1188940 |
| DUHOVIC, JEROME VICTOR | DIRECTOR/EVP/CHIEF ADMINISTRATIVE OFFICER | 2123754 |
| DUHOVIC, JEROME VICTOR | CHIEF COMPLIANCE OFFICER | 2123754 |
| KING, JAMES RONALD SR | DIRECTOR/CHAIRMAN OF THE BOARD/CEO | 269927 |
| KING, PAUL J | DIRECTOR/GENERAL COUNSEL | 5017845 |
| KING, WESTLEY HAYES | DIRECTOR/PRESIDENT | 2527676 |
| LEJMAN, SHERI J | CFO/SVP/PRINCIPAL FINANCIAL OFFICER AND PRINCIPAL OPERATIONS OFFICER |
Regulatory assets under management
| Total Number of Accounts | 38,049 |
| AUM (Assets Under Management) | $ 7,336,108,151 |
Disclosures
| Regulatory Event | 18 |
| Arbitration | 8 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
