Leon S. Saginor
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Leon Shael Saginor was a registered financial professional .
Leon is a previously registered financial professional and started their career in finance in 1970. Leon had worked at 4 firms and has passed the SIE, Series 6 and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 24, 2003 - December 31, 2015
INVESTMENTS BY PLANNERS, INC.
November 21, 1991 - February 25, 2016
INVESTMENTS BY PLANNERS, INC.
October 7, 1986 - September 11, 1987
TITAN/VALUE EQUITIES GROUP, INC.
August 20, 1985 - August 25, 1986
PLANNERS INVESTMENTS, INC.
August 6, 1976 - May 13, 1985
PLANNERS INVESTMENTS, INC.
February 9, 1970 - September 27, 1974
PLANNERS, INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 1/30/1970
Registered Representative ExaminationCurrent Firm
INVESTMENTS BY PLANNERS, INC.
CRD#: 19836 / SEC#: 801-54838, 8-37856
Contact information
Disclosures
| Regulatory Event | 1 |
| Arbitration | 1 |
Red Flags
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