Robert D. Pfromm

ALLSTATE FINANCIAL ADVISORS

Kansas City, MO 64114-4511

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CRD#: 4089774

Professional summary

Robert Dwight Pfromm, who also goes by Bob Pfromm, is a registered financial advisor currently at ALLSTATE FINANCIAL ADVISORS, LLC located in Kansas City, Missouri and ALLSTATE FINANCIAL SERVICES, LLC located in Kansas City, Missouri.

Robert is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2000. Robert has worked at 7 firms and has passed the Series 63, SIE, Series 6 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Bob Pfromm

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

TRAILING COMMISSIONS FROM EVERLAKE, LBL, WILTON RE AND THE STANDARD POSITION: Agent NATURE: Servicing Allstate legacy business for Everlake, LBL, Wilton Re and The Standard accounts. INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 07/21/2025 ADDRESS: 1152 W 103rd St, Kansas City MO 64114, United States DESCRIPTION: Servicing customers for Allstate legacy business.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert Dwight Pfromm's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 28, 2023 - Present

ALLSTATE FINANCIAL ADVISORS, LLC

Office #1: 1152 W 103rd St, Kansas City, MO 64114-4511

RIA

CRD#: 109524

Kansas City, MO

Current

June 20, 2017 - Present

ALLSTATE FINANCIAL SERVICES, LLC

Office #1: 1152 W 103rd St, Kansas City, MO 64114-4511

CRD#: 18272

Kansas City, MO

Past

January 17, 2017 - June 1, 2017

MML INVESTORS SERVICES, LLC

CRD#: 10409

Overland Park, KS

Past

December 19, 2013 - December 7, 2016

NYLIFE SECURITIES LLC

CRD#: 5167

OVERLAND PARK, KS

Past

October 19, 2001 - December 18, 2001

WINDSOR STREET CAPITAL, LP

CRD#: 34171

NEW YORK, NY

Past

November 15, 2000 - October 19, 2001

FAS WEALTH MANAGEMENT SERVICES, INC.

CRD#: 10164

SARASOTA, FL

Past

January 18, 2000 - November 15, 2000

BIRCHTREE FINANCIAL SERVICES LLC

CRD#: 15014

MINNEAPOLIS, MN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ALLSTATE FINANCIAL ADVISORS, LLC

ALLSTATE FINANCIAL ADVISORS LLC | ALLSTATE FINANCIAL ADVISORS, LLC

CRD#: 109524 / SEC#: 801-68510

RIA

Registered Investment Advisory firm - (11/21/2007 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arizona
(4/25/2023)

Arkansas
(10/17/2024)

California
(8/28/2020)

Colorado
(10/18/2017)

Florida
(8/18/2022)

Kansas
(6/20/2017)

Missouri
(8/19/2017)

IAR

Missouri
(3/28/2023)

Nebraska
(6/16/2025)

Oklahoma
(6/7/2022)

Oregon
(10/26/2021)

Texas
(4/25/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

Series 63

Date: 1/8/2014

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 12/19/2013

Investment Company Products/Variable Contracts Representative Examination

General Industry/Product Exam

Series 7

Date: 10/10/2000

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

ALLSTATE FINANCIAL ADVISORS, LLC

ALLSTATE FINANCIAL ADVISORS LLC | ALLSTATE FINANCIAL ADVISORS, LLC

CRD#: 109524 / SEC#: 801-68510

RIA

Registered Investment Advisory firm - (11/21/2007 Approved)

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Contact information

Main Address

151 N 8th Street, Suite 450, Lincoln, NE 68508

Mailing Address

151 N 8th Street, Suite 450, Lincoln, NE 68508

Phone number

(877) 232-2142

Established

Firm type

Fiscal year end

# of Employees

337

SEC notice filing (49 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

AFA FORM ADV FIRM BROCHURE 2025 (3/31/2025)

Regulatory assets under management

Total Number of Accounts	280
AUM (Assets Under Management)	$ 82,015,793

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Robert D. Pfromm

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert Dwight Pfromm's CRS (Customer Relationship Summary).

Certified licenses

Experience

ALLSTATE FINANCIAL SERVICES, LLC

MML INVESTORS SERVICES, LLC

NYLIFE SECURITIES LLC

WINDSOR STREET CAPITAL, LP

FAS WEALTH MANAGEMENT SERVICES, INC.

BIRCHTREE FINANCIAL SERVICES LLC

Primary Firm SEC Registration

ALLSTATE FINANCIAL ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 1/8/2014

SIE

Date: 10/1/2018

Series 6

Date: 12/19/2013

Series 7

Date: 10/10/2000

FINRA

Current Firm

ALLSTATE FINANCIAL ADVISORS, LLC

Contact information

SEC notice filing (49 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ALLSTATE FINANCIAL ADVISORS, LLC

TRUST BUT VERIFY

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