David G. Williams
Professional summary
David George Williams, CFP®, who also goes by Dave Williams, is a registered financial advisor currently at WILLIAMS WEALTH MANAGEMENT, INC. located in Los Angeles, California.
David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. David has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view David George Williams's CRS (Customer Relationship Summary).
Certified licenses
Start date: 2012
Experience
December 7, 2006 - Present
WILLIAMS WEALTH MANAGEMENT, INC.
Office #1: 1000 Wilshire Blvd Suite 1650, Los Angeles, CA 90017October 30, 2001 - November 8, 2017
1ST GLOBAL ADVISORS INC
March 28, 2000 - November 8, 2017
1ST GLOBAL CAPITAL CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(12/7/2006)
Exams
Current Firm
WILLIAMS WEALTH MANAGEMENT, INC.
CRD#: 133335 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 33 |
| AUM (Assets Under Management) | $ 80,881,851 |
Red Flags
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