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Travis A. Tucker
CETERA INVESTMENT ADVISERS LLC
DANVERS, MA 01923
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CRD#: 4089108
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Professional summary
Travis Allen Tucker is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Danvers, Massachusetts and CETERA WEALTH SERVICES, LLC located in Danvers, Massachusetts.
Travis is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1999. Travis has worked at 9 firms and has passed the Series 65, Series 63, SIE, Series 31 and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FIXED INSURANCE START DATE: 12/1999 APX NUMBER OF HOURS PER WEEK: 1 APX NUMBER OF HOURS DURING TRADING HOURS: POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: SELLS LIFE, DISABILITY, ANNUITIES AND LONG-TERM CARE 2. NAME OF OTHER BUSINESS: TOWER GROUP WEALTH ADVISORY LLC INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: 11/2021 POSITION/TITLE/RELATIONSHIP: OWNER APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 40 BRIEF DESCRIPTION OF DUTIES: PROVIDE FINANCIAL SERVICES 3. NAME OF OTHER BUSINESS: JAMES AESTHETICS LLC ; INVESTMENT RELATED: NO; ADDRESS: SAME AS RESIDENTIAL LOCATION ; NATURE OF BUSINESS: RETAIL ; START DATE: 06/2021 ; POSITION/TITLE/RELATIONSHIP: OWNER ; APX NUMBER OF HOURS PER WEEK: 0 ; APX NUMBER OF HOURS DURING TRADING HOURS: 0 ; BRIEF DESCRIPTION OF DUTIES: ONLINE RETAILING ;
CRS (Client Relationship Summary) - RIA
Click below to view Travis Allen Tucker's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 29, 2023 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 222 Rosewood Dr, Danvers, MA 01923RIA
CRD#: 105644
DANVERS, MA
Current
November 29, 2021 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 222 Rosewood Dr, Danvers, MA 01923BD
CRD#: 13572
Danvers, MA
Past
April 7, 2022 - June 29, 2023
CETERA WEALTH SERVICES, LLC
RIA
CRD#: 13572
DANVERS, MA
Past
November 17, 2021 - March 9, 2022
CETERA WEALTH SERVICES, LLC
RIA
CRD#: 13572
DANVERS, MA
Past
April 5, 2016 - June 18, 2021
STEWARD PARTNERS INVESTMENT ADVISORY, LLC
RIA
CRD#: 283004
ANDOVER, MA
Past
July 21, 2014 - December 8, 2016
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
RIA
CRD#: 149018
ANDOVER, MA
Past
May 30, 2014 - June 17, 2021
RAYMOND JAMES FINANCIAL SERVICES, INC.
BD
CRD#: 6694
ANDOVER, MA
Past
November 20, 2012 - June 12, 2014
RPG FAMILY WEALTH ADVISORY, LLC
RIA
CRD#: 158528
BURLINGTON, MA
Past
October 15, 2012 - May 30, 2014
PURSHE KAPLAN STERLING INVESTMENTS
BD
CRD#: 35747
BURLINGTON, MA
Past
June 1, 2009 - October 25, 2012
MORGAN STANLEY
BD
CRD#: 149777
DANVERS, MA
Past
December 13, 1999 - June 1, 2009
CITIGROUP GLOBAL MARKETS INC.
BD
CRD#: 7059
DANVERS, MA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(4/5/2024)
RR
Colorado(7/28/2022)
RR
Florida(9/26/2022)
RR
Kentucky(7/26/2022)
RR
Massachusetts(4/7/2022)
IAR
Massachusetts(6/29/2023)
RR
New Hampshire(6/8/2022)
RR
New York(4/26/2022)
RR
North Carolina(8/16/2022)
RR
Rhode Island(4/29/2022)
RR
South Carolina(5/11/2022)
RR
Texas(8/5/2022)
IAR
Texas(6/29/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644Danvers, MA 01923TRUST BUT VERIFY
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