Heinrich K. Brandt

BRANDT WEALTH ADVISORS

CENTREVILLE, MD

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CRD#: 4089098

Professional summary

Heinrich Karl Brandt, who also goes by Henry Karl Brandt, is a registered financial advisor currently at BRANDT WEALTH ADVISORS, LLC located in Centreville, Maryland.

Heinrich is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1999. Heinrich has worked at 8 firms and has passed the Series 65, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Henry Karl Brandt

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. CHOPTANK PURITAN CLUB-CIVIC ORGANIZATION.MEMBER 5-10 HRS MNTH 2. HEALTHY FAMILIES QUEEN ANNES/TALBOT ADVISORY BOARD..EARLY CHILDHOOD EDUCATION, YOUNG PARENT EDUCATION 2-4 HRS MNTH

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Heinrich Karl Brandt's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 9, 2013 - Present

BRANDT WEALTH ADVISORS, LLC

RIA

CRD#: 166085

CENTREVILLE, MD

Past

July 21, 2011 - October 23, 2012

LOVETT ADVISORS

RIA

CRD#: 149898

WILMINGTON, DE

Past

October 20, 2008 - June 30, 2011

NATIONWIDE SECURITIES, LLC

RIA

CRD#: 11173

PRESTON, MD

Past

August 18, 2008 - June 30, 2011

NATIONWIDE SECURITIES, LLC

CRD#: 11173

PRESTON, MD

Past

May 7, 2008 - August 22, 2008

LPL FINANCIAL LLC

RIA

CRD#: 6413

CENTREVILLE, MD

Past

August 1, 2005 - July 24, 2008

UVEST FINANCIAL SERVICES GROUP, INC.

RIA

CRD#: 13787

CENTREVILLE, MD

Past

August 1, 2005 - July 24, 2008

UVEST FINANCIAL SERVICES GROUP, INC.

CRD#: 13787

CENTREVILLE, MD

Past

November 26, 2002 - December 15, 2005

WYE FINANCIAL SERVICES LLC

RIA

CRD#: 123135

EASTON, MD

Past

October 11, 2002 - August 5, 2005

SUNAMERICA SECURITIES, INC.

CRD#: 20068

PHOENIX, AZ

Past

February 16, 2000 - April 25, 2002

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

BALTIMORE, MD

Past

December 13, 1999 - April 25, 2002

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Maryland
(1/9/2013)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 1/5/2000

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 12/22/1999

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 12/10/1999

General Securities Representative Examination

Current Firm

BRANDT WEALTH ADVISORS, LLC

CRD#: 166085 / SEC#:

Maryland

Registered Investment Advisory firm - (1/9/2013 Approved)

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Contact information

Main Address

Centreville, MD

Mailing Address

Phone number

(410) 310-6911

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	46
AUM (Assets Under Management)	$ 25,376,040

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Heinrich K. Brandt

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Heinrich Karl Brandt's CRS (Customer Relationship Summary).

Certified licenses

Experience

LOVETT ADVISORS

NATIONWIDE SECURITIES, LLC

NATIONWIDE SECURITIES, LLC

LPL FINANCIAL LLC

UVEST FINANCIAL SERVICES GROUP, INC.

UVEST FINANCIAL SERVICES GROUP, INC.

WYE FINANCIAL SERVICES LLC

SUNAMERICA SECURITIES, INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

State Registrations and Notice Filings

Exams

Series 65

Date: 1/5/2000

Series 63

Date: 12/22/1999

Series 7

Date: 12/10/1999

Current Firm

BRANDT WEALTH ADVISORS, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

BRANDT WEALTH ADVISORS, LLC

TRUST BUT VERIFY

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