Ankur K. Kashyap

ERNST & YOUNG CAPITAL ADVISORS

New York, NY 10001

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CRD#: 4088338

Professional summary

Ankur Kumar Kashyap is a registered financial professional currently at ERNST & YOUNG CAPITAL ADVISORS, LLC located in New York, New York.

Ankur is registered as a RR (Registered Representative) and started their career in finance in 2000. Ankur has worked at 8 firms and has passed the Series 63, SIE, Series 79 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Ankur Kumar Kashyap's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 5, 2018 - Present

ERNST & YOUNG CAPITAL ADVISORS, LLC

Office #1: One Manhattan West, New York, NY 10001

CRD#: 152514

New York, NY

Past

August 31, 2015 - February 6, 2018

CREDIT SUISSE SECURITIES (USA) LLC

CRD#: 816

NEW YORK, NY

Past

September 20, 2011 - September 1, 2015

WELLS FARGO SECURITIES, LLC

CRD#: 126292

NEW YORK, NY

Past

March 24, 2008 - July 17, 2009

SG AMERICAS SECURITIES, LLC

CRD#: 128351

NEW YORK, NY

Past

September 22, 2005 - April 28, 2006

BROWN BROTHERS HARRIMAN & CO.

CRD#: 104487

BOSTON, MA

Past

June 2, 2003 - September 13, 2005

UBS SECURITIES LLC

CRD#: 7654

NEW YORK, NY

Past

December 13, 2002 - February 25, 2003

MOLECULAR SECURITIES INC.

CRD#: 107165

NEW YORK, NY

Past

September 7, 2000 - April 17, 2001

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(7/11/2019)

Colorado
(7/11/2019)

Connecticut
(4/20/2018)

Florida
(7/11/2019)

Georgia
(7/11/2019)

Hawaii
(4/20/2018)

Illinois
(4/20/2018)

Indiana
(9/24/2018)

Massachusetts
(9/27/2018)

Michigan
(7/11/2019)

Missouri
(7/11/2019)

New Jersey
(4/20/2018)

New York
(4/5/2018)

North Carolina
(7/11/2019)

Oregon
(7/11/2019)

Pennsylvania
(7/11/2019)

Texas
(4/20/2018)

Utah
(7/11/2019)

Vermont
(7/11/2019)

Washington
(7/11/2019)

Exams

State Security Law Exam

Series 63

Date: 3/23/2012

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 79

Date: 9/19/2011

Investment Banking Registered Representative Examination

General Industry/Product Exam

Series 7

Date: 9/6/2000

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

ERNST & YOUNG CAPITAL ADVISORS, LLC

CRD#: 152514 / SEC#: , 8-68461

Broker-Dealer Firm Regulated by FINRA (New York district office)

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Contact information

Main Address

One Manhattan West, New York, NY 10001

Mailing Address

One Manhattan West, New York, NY 10001

Phone number

(212) 773-3000

Established

Delaware since 11/06/2009

Firm type

Limited Liability Company

Fiscal year end

June

Firm Size

Small

# of Employees

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
EYCA HOLDINGS LLC	DIRECT OWNER
ARNOLIE, JENNIFER PICKARD	DIRECTOR	7072219
COSTA, SERGIO	CHIEF COMPLIANCE OFFICER	5746445
JOHNSON, PUTRA L	FINOP/OFFICER	5025564
WOODBY, JOHN PATRICK	PRESIDENT, CEO & CONTROL PERSON	2526475

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Ankur K. Kashyap

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Ankur Kumar Kashyap's CRS (Customer Relationship Summary).

Certified licenses

Experience

CREDIT SUISSE SECURITIES (USA) LLC

WELLS FARGO SECURITIES, LLC

SG AMERICAS SECURITIES, LLC

BROWN BROTHERS HARRIMAN & CO.

UBS SECURITIES LLC

MOLECULAR SECURITIES INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

State Registrations and Notice Filings

Exams

Series 63

Date: 3/23/2012

SIE

Date: 10/1/2018

Series 79

Date: 9/19/2011

Series 7

Date: 9/6/2000

FINRA

Current Firm

ERNST & YOUNG CAPITAL ADVISORS, LLC

Contact information

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

ERNST & YOUNG CAPITAL ADVISORS, LLC

TRUST BUT VERIFY

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