Ryan P. Dumond
Professional summary
Ryan P Dumond is a registered financial professional currently at THE LEADERS GROUP, INC. located in Summit, New Jersey.
Ryan is registered as a RR (Registered Representative) and started their career in finance in 2000. Ryan has worked at 8 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Ryan P Dumond's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 22, 2017 - Present
THE LEADERS GROUP, INC.
Office #1: 475 Springfield Ave, Summit, NJ 07901August 10, 2011 - January 4, 2016
EQUITABLE DISTRIBUTORS, LLC
September 15, 2010 - July 22, 2011
SAYBRUS EQUITY SERVICES, LLC
February 4, 2009 - September 15, 2010
AXCELUS FINANCIAL DISTRIBUTION COMPANY
June 9, 2006 - February 4, 2009
VP DISTRIBUTORS LLC
January 13, 2004 - February 3, 2006
WEBSTER INVESTMENT SERVICES, INC.
May 17, 2002 - October 14, 2003
VP DISTRIBUTORS LLC
April 12, 2001 - April 4, 2002
TOWER SQUARE SECURITIES, INC.
January 2, 2000 - November 8, 2000
VERAVEST INVESTMENTS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(2/22/2017)
(5/2/2018)
Exams
FINRA
Current Firm
THE LEADERS GROUP, INC.
CRD#: 37157 / SEC#: , 8-47639
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 4 |
Red Flags
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