Manlio Roberto Arena
Professional Summary
Manlio Roberto Arena, who also goes by Manlio Roberto Arena-zuccaro, Manlio Roberto Zuccaro-arena, is a registered financial advisor currently at FIRST SOUTHERN, LLC located in Miami, Florida. Manlio is registered as a RR (Registered Representative) and started their career in finance in 2000. Manlio has worked at 5 firms and has passed the SIE and Series 7 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Manlio Roberto Arena-Zuccaro, Manlio Roberto Zuccaro-Arena
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Videos & Posts
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures on record.
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Years of Experience
26 years in the financial services industry
Current & Past Employments
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Current Firm
ESH CAPITAL, LLC | GLOBAL SILICON VALLEY SECURITIES LLC | FIRST SOUTHERN, LLC
Contact Information
Main Address
2 Tabonuco Street, Suite 200, Guaynabo, PR 00968-1772Mailing Address
2 Tabonuco Street, Suite 200, Guaynabo, PR 00968-1772Phone Number
(770) 777-9373Established
Puerto Rico since 02/24/2016Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (37 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BENT, INC. | SHAREHOLDER | — |
| HEEHAW INC. | SHAREHOLDER | — |
| VSPR, INC. | SHAREHOLDER | — |
| PAGAN MARXUACH, RAFAEL ANTONIO | OWNER | 2863850 |
| HAWK, WILLIAM HEATH | PRESIDENT/CEO/MANAGING MEMBER | 2494928 |
| JACKELS, STEPHANIE KANE | FINOP/PFO | 5928877 |
| JONES, SHARON DOSTER | CHIEF COMPLIANCE OFFICER | 3124470 |
| SFYRIS, VASILEIOS ALEXIOS | MANAGING MEMBER/POO | 4026992 |
Disclosures
Regulatory Event
3Arbitration
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Manlio Roberto Arena's CRS (Customer Relationship Summary).
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