Allan J. Satterfield
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Allan J Satterfield, who also goes by Alan Satterfield, was a registered financial professional .
Allan is a previously registered financial professional and started their career in finance in 2000. Allan had worked at 2 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 7, 2003 - December 31, 2007
WELLSTONE SECURITIES, LLC
February 1, 2000 - November 13, 2003
EDWARD JONES
State Registrations and Notice Filings
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Exams
Current Firm
WELLSTONE SECURITIES, LLC
CRD#: 121559 / SEC#: , 8-65427
Contact information
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
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