Terrell H. Sachman
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Terrell H. Sachman, who also goes by Mr Terrel H Sachman, Terrel H. Sachman, Terrell Howard Sachman, Terry Sachman, was a registered financial professional .
Terrell is a previously registered financial professional and started their career in finance in 1973. Terrell had worked at 4 firms and has passed the Series 65, Series 63, Series 7TO, SIE and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 23, 2021 - January 27, 2022
THE LEADERS GROUP, INC.
May 1, 2012 - December 31, 2019
THE LEADERS GROUP, INC.
November 24, 1999 - May 1, 2012
EQUITABLE ADVISORS, LLC
November 19, 1990 - January 5, 2000
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
November 19, 1990 - May 1, 2012
EQUITABLE ADVISORS, LLC
November 10, 1986 - October 23, 1990
GOLDMAN SECURITIES, INC.
October 20, 1980 - July 7, 1988
EQUITABLE ADVISORS, LLC
December 7, 1973 - October 3, 1986
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 1/2/2023
General Securities Representative ExaminationSeries 1
Date: 12/3/1973
Registered Representative ExaminationCurrent Firm
THE LEADERS GROUP, INC.
CRD#: 37157 / SEC#: , 8-47639
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 4 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
