EB
Edmond J. Basinger
CETERA WEALTH SERVICES
Pandora, OH 45877
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CRD#: 4086125
EB
Professional summary
Edmond Jay Basinger, who also goes by Ed Basinger, is a registered financial professional currently at CETERA WEALTH SERVICES, LLC located in Pandora, Ohio.
Edmond is registered as a RR (Registered Representative) and started their career in finance in 2000. Edmond has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Ed Basinger
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(dba) EVERENCE; Investment Related; 106 W Main Street, Pandora, OH 45877; Financial and Insurance Services; Financial Consultant; Start Date 10/2019; 16 hours per month with 12 of those hours per month occurring during trading hours; As an employee of Everence, I provide investment and financial planning services through Everence Trust Company, insurance (med-supp, fixed annuities, life insurance, long-term care insurance) and charitable planning services through Everence Foundation. Products and services offered through Everence Trust Company and other Everence entities are independent of and are not guaranteed or endorsed by Concourse Financial Group Securities, Inc., or its affiliates. >> ED BASINGER FARMS; Non-Investment Related; 6499 Road Q, Columbus Grove, OH 45830; Farmland Owner; Owner/Operator/Member; Start Date 05/1978; 40 hours per month with 2 hours per month occurring during trading hours; Manage and operate a family farm. >> BASINGER FARMS LIMITED II; Non-Investment Related; 6499 Road Q, Columbus Grove, OH, 45830; Landowner; Partner; Start Date 02/1986; 1 hour per month with no hours per month occurring during trading hours; I own farmland with members of my family; we cash rent the land to myself to farm. >> MENNONITE HOME COMMUNITIES OF OHIO; Non-Investment Related; 410 W Elm Street, Bluffton, OH 45817; Nursing Home; Board Member; Start Date 01/2016; 4 hours per month with no hours per month during trading hours; Participate in monthly meetings, strategic planning, decision making, etc. >> BASINGER FINANCIAL LLC; Non-Investment Related; 6499 Road Q, Columbus Grove, OH 45830; Holding Company; Single Member; Start Date 07/2013; 2 hours per month with those two hours per month occurring during trading hours; Single member of a holding company which owns and rents office space to Everence. >> PART D CONSULTING FOR A FEE; Non-Investment Related; 106 W Main Street, Pandora, OH 45877; Consultant; Start Date 10/2008; 3 hours per month with those 3 hours per month occurring during trading hours; Consult with customers regarding their Medicare Part D Plans.
CRS (Client Relationship Summary) - BD
Click below to view Edmond Jay Basinger's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 20, 2025 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 106 W Main, Pandora, OH 45877BD
CRD#: 13572
Pandora, OH
Past
May 15, 2014 - September 30, 2019
EVERENCE TRUST COMPANY
RIA
CRD#: 113179
PANDORA, OH
Past
March 20, 2001 - November 7, 2023
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
RIA
CRD#: 15708
Pandora, OH
Past
April 18, 2000 - February 20, 2025
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
BD
CRD#: 15708
Pandora, OH
Past
January 25, 2000 - April 25, 2000
RAYMOND JAMES FINANCIAL SERVICES, INC.
BD
CRD#: 6694
ST. PETERSBURG, FL
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alaska(2/20/2025)
RR
Florida(2/20/2025)
RR
Indiana(2/20/2025)
RR
Ohio(2/20/2025)
RR
Pennsylvania(2/20/2025)
RR
South Carolina(2/20/2025)
RR
Texas(2/20/2025)
RR
Virginia(2/20/2025)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CW
CETERA WEALTH SERVICES, LLC
CETERA ADVISOR NETWORKS LLC | GORDON SIMMERS SECURITY CORPORATION | FIRST ASSET MANAGEMENT CORPORATION | FINANCIAL NETWORK INVESTMENT CORPORATION | CETERA WEALTH SERVICES, LLC | CETERA NETWORKS
CRD#: 13572 / SEC#: 801-47342, 8-29577
BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
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Contact information
Main Address
2301 Rosecrans Ave #5100 Suite 5100, El Segundo, CA 90245-5672
Mailing Address
Po Box 983, Saint Cloud, MN 56302
Phone number
(800) 879-8100
Established
Delaware since 12/31/2012
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
2,881
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CETERA FINANCIAL GROUP, INC. | SOLE MEMBER | |
| BUCHHEISTER, JEFFREY ROBERT | CHIEF FINANCIAL OFFICER | 4709900 |
| BUDEVICH, SERGE | VICE PRESIDENT AND TAX OFFICER | 7996345 |
| BURKOTT, DANIEL PAUL | BROKER DEALER CO-CHIEF COMPLIANCE OFFICER | 4710068 |
| COAXUM, KOFI SULE | VICE PRESIDENT | 5150018 |
| DOWELL, RODNEY CAMMERON | PRINCIPAL FINANCIAL OFFICER AND VICE PRESIDENT | 7376607 |
| FRIES, MATTHEW NEIL KALANI | VICE PRESIDENT | 2723824 |
| GOK, LISA ANNE | SECRETARY | 5059738 |
| GOOLEY, THOMAS ANDREW | MANAGER | 4526760 |
| HALLORAN, THOMAS WILLIAM | VICE PRESIDENT | 1921834 |
| HOLWEGER, KIMBERLEY | CHIEF OPERATING OFFICER AND PRINCIPAL OPERATIONS OFFICER | 1572778 |
| LEE, WINNIE AI-LING | ASSISTANT SECRETARY | 7381661 |
| MACKAY, TODD CHRISTOPHER | CHIEF EXECUTIVE OFFICER | 2799860 |
| MCCALLOP, PATRICIA RUTHERFORD | BROKER DEALER CO-CHIEF COMPLIANCE OFFICER | 5059176 |
| MIZUGUCHI, MAURA | CHIEF ACCOUNTING OFFICER AND TREASURER | 5769181 |
| NEARY, JOSEPH DANIEL | MANAGER AND VICE PRESIDENT | 2993505 |
| RAMOS, RAMON | MONEY LAUNDERING REPORTING OFFICER | 2160203 |
| SMILEY, STANLEY ROBERT | VICE PRESIDENT | 3004604 |
| STINSON, TIMOTHY EARL MCCOY | PRESIDENT AND MANAGER | 2272183 |
| STONE, TIMOTHY PATRICK | VICE PRESIDENT | 3038963 |
| VAN HAVERMAAT, DAVID JAMES | ASSISTANT SECRETARY | 7042846 |
| WATTS, ANDREW DAVID | VICE PRESIDENT | 4780880 |
Regulatory assets under management
| Total Number of Accounts | 192,956 |
| AUM (Assets Under Management) | $ 46,651,447,975 |
Disclosures
| Regulatory Event | 19 |
| Civil Event | 2 |
| Arbitration | 15 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CETERA WEALTH SERVICES, LLC
CRD#: 13572Pandora, OH 45877TRUST BUT VERIFY
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