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Sean M. Hollitz
BLACKDIAMOND WEALTH MANAGEMENT
New York, NY 10001
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CRD#: 4085021
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Professional summary
Sean Merideth Hollitz, ChFC®, CLU® is a registered financial advisor currently at BLACKDIAMOND WEALTH MANAGEMENT, LLC located in New York, New York and PURSHE KAPLAN STERLING INVESTMENTS located in New York, New York.
Sean is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2000. Sean has worked at 7 firms and has passed the Series 63, Series 99TO, SIE, Series 7 and Series 55 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1)BlackDiamond Wealth Management-Investment related-At Registered Branch Office Location-Financial planning, Investment management & insurance planning-Managing partner-2/2018-200 hrs/mth-100% during trading hrs- I run the financial planning & investment department for the firm. this includes running financial plans, risk analysis, investment stress testing & portfolio construction & oversight. 2) Dutch Uncle-Not investment related- 2406 29th Street, #3A, Astoria, NY 11102-Simple Investment Property- Owner-10/2014-2 hrs/mth-0 during trading hrs-I am the owner of an apartment where I am in charge of paying the mortgage, coordinating any repairs, and paying bills for the property. 3) PKSF - Fixed Insurance-Investment related-80 State St, Albany, NY 12207-Insurance & fixed annuity sales-Agent-7/2005-20 hrs/mth-20 during trading hrs-Review, analyze & recommend certain insurance products to clients. These products include life, disability, long term care as well as fixed annuities. 4) BlackDiamond Insurance Services, Inc.; not investment-related; At Registered Branch Office Location; insurance agency selling property and casualty, life, disability, and long term care insurance; owner; start date: 11/01/2021; 20 hours per month; overseeing staff and activities, processing commissions, prospecting new clients. 5) Wf 640 LLC. 640 Wildflower Dr. Sun Valley ID, 83353. Non-Investment Related. Rental Property. Owner. 10/2025. 2. 0. Own, rent and maintain property for mother.
CRS (Client Relationship Summary) - RIA
Click below to view Sean Merideth Hollitz's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
May 2, 2018 - Present
BLACKDIAMOND WEALTH MANAGEMENT, LLC
Office #1: 31 Hudson Yards Floor 10, Suite 55, New York, NY 10001RIA
CRD#: 291459
New York, NY
Current
March 2, 2018 - Present
PURSHE KAPLAN STERLING INVESTMENTS
Office #1: 31 Hudson Yards 10th Floor, Suite 55, New York, NY 10001BD
CRD#: 35747
New York, NY
Past
June 18, 2014 - March 6, 2018
MML INVESTORS SERVICES, LLC
RIA
CRD#: 10409
NEW YORK, NY
Past
January 7, 2006 - March 6, 2018
MML INVESTORS SERVICES, LLC
BD
CRD#: 10409
NEW YORK, NY
Past
June 3, 2002 - August 21, 2002
METROPOLITAN LIFE INSURANCE COMPANY
BD
CRD#: 4095
NEW YORK, NY
Past
June 3, 2002 - August 21, 2002
MSI FINANCIAL SERVICES, INC.
BD
CRD#: 14251
SPRINGFIELD, MA
Past
January 18, 2002 - March 22, 2002
WORLDCO, L.L.C.
BD
CRD#: 24673
NEW YORK, NY
Past
January 17, 2000 - May 10, 2001
PRIME CHARTER LTD.
BD
CRD#: 25668
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
BW
BLACKDIAMOND WEALTH MANAGEMENT, LLC
BLACKDIAMOND | BLACKDIAMOND WEALTH MANAGEMENT, LLC | BLACKDIAMOND WEALTH MANAGEMENT, INC. | BLACKDIAMOND WEALTH MANAGEMENT
CRD#: 291459 / SEC#: 801-112524
RIA
Registered Investment Advisory firm - (2/26/2018 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(3/2/2018)
IAR
California(5/2/2018)
RR
Colorado(4/25/2018)
RR
Connecticut(3/2/2018)
RR
Delaware(2/25/2020)
RR
Florida(3/2/2018)
RR
Georgia(3/12/2018)
RR
Illinois(3/19/2018)
RR
Maine(3/12/2018)
RR
Maryland(5/3/2018)
RR
Massachusetts(4/27/2018)
RR
Michigan(3/2/2018)
RR
Missouri(4/9/2018)
RR
New Hampshire(2/19/2021)
RR
New Jersey(3/2/2018)
RR
New York(3/2/2018)
IAR
New York(6/7/2021)
RR
Pennsylvania(3/12/2018)
IAR
Texas(10/21/2020)
RR
Vermont(3/12/2018)
RR
Virginia(3/12/2018)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
RR
Series 55
Date: 8/28/2001
Limited Representative-Equity Trader ExamSRO Registrations
RR
FINRA
Current Firm
BW
BLACKDIAMOND WEALTH MANAGEMENT, LLC
BLACKDIAMOND | BLACKDIAMOND WEALTH MANAGEMENT, LLC | BLACKDIAMOND WEALTH MANAGEMENT, INC. | BLACKDIAMOND WEALTH MANAGEMENT
CRD#: 291459 / SEC#: 801-112524
RIA
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Contact information
Main Address
31 Hudson Yards Floor 10, Suite 55, New York, NY 10001
Mailing Address
Phone number
(212) 784-6999
Established
Firm type
Fiscal year end
# of Employees
10
SEC notice filing (12 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,100 |
| AUM (Assets Under Management) | $ 322,441,500 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
