Jason M. Nettleton

CYPRESS WEALTH SERVICES

Palm Desert, CA 92260

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CRD#: 4084405

Professional summary

Jason Mccord Nettleton is a registered financial advisor currently at CYPRESS WEALTH SERVICES, LLC located in Palm Desert, California and M. S. HOWELLS & CO. located in Palm Desert, California.

Jason is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1999. Jason has worked at 7 firms and has passed the Series 66, Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. JULY 2017; CYPRESS WEALTH SERVICES, LLC, PALM DESERT, CA; INVESTMENT RELATED; FINANCIAL PLANNING AND ASSET MANAGEMENT; SENIOR VICE PRESIDENT AND FINANCIAL ADVISOR; DEVOTE 160 HRS/MONTH DURING MARKET HOURS. 2. JULY 2017; INDEPENDENT INSURANCE PROFESSIONAL, PALM DESERT, CA; NON INVESTMENT RELATED; SALES OF INSURANCE; DEVOTE 5 HRS/MONTH DURING NON MARKET HOURS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jason Mccord Nettleton's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 19, 2017 - Present

CYPRESS WEALTH SERVICES, LLC

Office #1: 74150 Country Club Drive, Palm Desert, CA 92260

RIA

CRD#: 288992

Palm Desert, CA

Current

March 24, 2021 - Present

M. S. HOWELLS & CO.

Office #1: 74150 Country Club Drive, Palm Desert, CA 92260

CRD#: 104100

Palm Desert, CA

Past

October 5, 2016 - March 1, 2021

PURSHE KAPLAN STERLING INVESTMENTS

CRD#: 35747

PALM DESERT, CA

Past

March 15, 2006 - June 15, 2016

STRATEGIC ADVISERS LLC

RIA

CRD#: 104555

PALM DESERT, CA

Past

January 6, 2006 - June 8, 2016

FIDELITY BROKERAGE SERVICES LLC

CRD#: 7784

PALM DESERT, CA

Past

January 26, 2001 - December 5, 2005

WAMU INVESTMENTS, INC.

CRD#: 599

IRVINE, CA

Past

December 16, 1999 - November 16, 2000

UBS FINANCIAL SERVICES INC.

CRD#: 8174

WEEHAWKEN, NJ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CYPRESS WEALTH SERVICES, LLC

CYPRESS WEALTH SERVICES, LLC | THE CYPRESS GROUP

CRD#: 288992 / SEC#: 801-110836

RIA

Registered Investment Advisory firm - (7/17/2017 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arizona
(3/24/2021)

IAR

California
(7/19/2017)

California
(3/24/2021)

Colorado
(1/3/2022)

Florida
(3/24/2021)

Nevada
(3/24/2021)

New York
(3/24/2021)

Washington
(3/24/2021)

Wyoming
(3/24/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 3/2/2006

Uniform Combined State Law Examination

State Security Law Exam

IAR

Series 65

Date: 12/29/1999

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 12/22/1999

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 12/15/1999

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

CYPRESS WEALTH SERVICES, LLC

CYPRESS WEALTH SERVICES, LLC | THE CYPRESS GROUP

CRD#: 288992 / SEC#: 801-110836

RIA

Registered Investment Advisory firm - (7/17/2017 Approved)

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Contact information

Main Address

74150 Country Club Drive, Palm Desert, CA 92260

Mailing Address

Phone number

(760) 834-7250

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (18 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

CYPRESS DISCLOSURE BROCHURE (9/30/2025)

Regulatory assets under management

Total Number of Accounts	1,882
AUM (Assets Under Management)	$ 965,541,741

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Jason M. Nettleton

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jason Mccord Nettleton's CRS (Customer Relationship Summary).

Certified licenses

Experience

M. S. HOWELLS & CO.

PURSHE KAPLAN STERLING INVESTMENTS

STRATEGIC ADVISERS LLC

FIDELITY BROKERAGE SERVICES LLC

WAMU INVESTMENTS, INC.

UBS FINANCIAL SERVICES INC.

Primary Firm SEC Registration

CYPRESS WEALTH SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 3/2/2006

Series 65

Date: 12/29/1999

Series 63

Date: 12/22/1999

SIE

Date: 10/1/2018

Series 7

Date: 12/15/1999

FINRA

Current Firm

CYPRESS WEALTH SERVICES, LLC

Contact information

SEC notice filing (18 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

CYPRESS WEALTH SERVICES, LLC

TRUST BUT VERIFY

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