John P. O'shea
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Patrick O'shea was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 2000. John had worked at 1 firm and has passed the Series 63, Series 7, Series 11, Series 24 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 24, 2000 - August 30, 2002
SHARE KING, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 11
Date: 12/8/1999
Assistant Representative-Order Processing Qualification ExamCurrent Firm
SHARE KING, LLC
CRD#: 33150 / SEC#: , 8-46144
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| GROUP ONE TRADING, LP | OWNER | |
| SUSLOW, ALAN RANDALL | CHIEF EXECUTIVE OFFICER/DIRECTOR/SROP/COMPLIANCE OFFICER | 2276642 |
| CLARK, MICHAEL LAWRENCE | CFO, FINOP, TREASURER, COMPLIANCE ANALYST | 4514317 |
| GREBITUS, WILLIAM BREUNER | DIRECTOR | 1751515 |
| ROBINSON, STEVEN REED | DIRECTOR | 2276646 |
| SPARKS, GARY DUANE | DIRECTOR/VP | 1076357 |
Disclosures
| Regulatory Event | 4 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
