John W. Fisher

ALLSTATE FINANCIAL ADVISORS

Venice, FL 34293-5100

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CRD#: 4081866

Professional summary

John William Fisher is a registered financial advisor currently at ALLSTATE FINANCIAL ADVISORS, LLC located in Venice, Florida and ALLSTATE FINANCIAL SERVICES, LLC located in Venice, Florida.

John is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2000. John has worked at 10 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 51 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

RZRFSH HLDGS POSITION: Owner NATURE: Holding company to purchase and establish DBA's under the umbrella. Initial business model will be FBA that will include manufacturing goodsfor distribution. INVESTMENT RELATED: No NUMBER OF HOURS: 80 SECURITIES TRADING HOURS: 0 START DATE: 04/11/2019 ADDRESS: 19833 Bridgetown Loop, Venice FL 34293, United States DESCRIPTION: Everything...

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John William Fisher's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 11, 2014 - Present

ALLSTATE FINANCIAL ADVISORS, LLC

Office #1: 12260 Everglow Dr Ste 9, Venice, FL 34293-5100

RIA

CRD#: 109524

Venice, FL

Current

October 1, 2013 - Present

ALLSTATE FINANCIAL SERVICES, LLC

Office #1: 12260 Everglow Dr Ste 9, Venice, FL 34293-5100

CRD#: 18272

Venice, FL

Past

July 19, 2013 - September 12, 2013

VALIC FINANCIAL ADVISORS, INC.

RIA

CRD#: 42803

TAMPA, FL

Past

July 18, 2013 - September 12, 2013

VALIC FINANCIAL ADVISORS, INC.

CRD#: 42803

TAMPA, FL

Past

September 18, 2012 - July 29, 2013

WTS PROPRIETARY TRADING GROUP LLC

CRD#: 148117

NEW YORK, NY

Past

August 29, 2011 - September 13, 2012

HARRISDIRECT LLC

RIA

CRD#: 42159

TAMPA, FL

Past

August 16, 2011 - September 13, 2012

E*TRADE SECURITIES LLC

CRD#: 29106

TAMPA, FL

Past

December 1, 2010 - August 8, 2011

CHASE INVESTMENT SERVICES CORP.

RIA

CRD#: 25574

PINELLAS PARK, FL

Past

November 22, 2010 - August 8, 2011

CHASE INVESTMENT SERVICES CORP.

CRD#: 25574

PINELLAS PARK, FL

Past

October 5, 2006 - November 3, 2010

PRINCIPAL SECURITIES, INC.

RIA

CRD#: 1137

PITTSBURGH, PA

Past

September 19, 2006 - November 3, 2010

PRINCIPAL SECURITIES, INC.

CRD#: 1137

PITTSBURGH, PA

Past

May 12, 2003 - September 5, 2006

UBS FINANCIAL SERVICES INC.

CRD#: 8174

GREENSBURG, PA

Past

August 8, 2000 - December 31, 2002

CHARLES SCHWAB & CO., INC.

CRD#: 5393

WESTLAKE, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ALLSTATE FINANCIAL ADVISORS, LLC

ALLSTATE FINANCIAL ADVISORS LLC | ALLSTATE FINANCIAL ADVISORS, LLC

CRD#: 109524 / SEC#: 801-68510

RIA

Registered Investment Advisory firm - (11/21/2007 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(10/1/2013)

Florida
(10/1/2013)

IAR

Florida
(6/11/2014)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 5/15/2003

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 5/25/2000

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 5/18/2000

General Securities Representative Examination

Principal/Supervisory Exam

Series 51

Date: 12/20/2013

Municipal Fund Securities Principal Examination

Principal/Supervisory Exam

Series 24

Date: 11/15/2013

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

ALLSTATE FINANCIAL ADVISORS, LLC

ALLSTATE FINANCIAL ADVISORS LLC | ALLSTATE FINANCIAL ADVISORS, LLC

CRD#: 109524 / SEC#: 801-68510

RIA

Registered Investment Advisory firm - (11/21/2007 Approved)

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Contact information

Main Address

151 N 8th Street, Suite 450, Lincoln, NE 68508

Mailing Address

151 N 8th Street, Suite 450, Lincoln, NE 68508

Phone number

(877) 232-2142

Established

Firm type

Fiscal year end

# of Employees

337

SEC notice filing (49 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

AFA FORM ADV FIRM BROCHURE 2025 (3/31/2025)

Regulatory assets under management

Total Number of Accounts	280
AUM (Assets Under Management)	$ 82,015,793

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

John W. Fisher

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John William Fisher's CRS (Customer Relationship Summary).

Certified licenses

Experience

ALLSTATE FINANCIAL SERVICES, LLC

VALIC FINANCIAL ADVISORS, INC.

VALIC FINANCIAL ADVISORS, INC.

WTS PROPRIETARY TRADING GROUP LLC

HARRISDIRECT LLC

E*TRADE SECURITIES LLC

CHASE INVESTMENT SERVICES CORP.

CHASE INVESTMENT SERVICES CORP.

PRINCIPAL SECURITIES, INC.

PRINCIPAL SECURITIES, INC.

UBS FINANCIAL SERVICES INC.

CHARLES SCHWAB & CO., INC.

Primary Firm SEC Registration

ALLSTATE FINANCIAL ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 5/15/2003

Series 63

Date: 5/25/2000

SIE

Date: 10/1/2018

Series 7

Date: 5/18/2000

Series 51

Date: 12/20/2013

Series 24

Date: 11/15/2013

FINRA

Current Firm

ALLSTATE FINANCIAL ADVISORS, LLC

Contact information

SEC notice filing (49 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ALLSTATE FINANCIAL ADVISORS, LLC

TRUST BUT VERIFY

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