Carmine Cerasuolo
Professional summary
Carmine Cerasuolo is a registered financial professional currently at ALPS DISTRIBUTORS, INC. located in Stamford, Connecticut.
Carmine is registered as a RR (Registered Representative) and started their career in finance in 2000. Carmine has worked at 5 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Carmine Cerasuolo's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 1, 2010 - Present
ALPS DISTRIBUTORS, INC.
Office #1: 300 First Stamford Place Suite 440, Stamford, CT 06902January 26, 2007 - June 30, 2010
FORESIDE FUNDS DISTRIBUTORS LLC
January 10, 2006 - February 6, 2006
FORESIDE FUNDS DISTRIBUTORS LLC
January 6, 2005 - January 3, 2006
FORESIDE DISTRIBUTION SOLUTIONS, LLC
October 20, 2003 - December 31, 2004
FORESIDE FUNDS DISTRIBUTORS LLC
May 14, 2002 - December 31, 2002
FORESIDE FUNDS DISTRIBUTORS LLC
September 5, 2000 - September 5, 2001
CITICORP INVESTMENT SERVICES
April 12, 2000 - August 7, 2000
QUICK & REILLY, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
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Exams
FINRA
Current Firm
ALPS DISTRIBUTORS, INC.
CRD#: 16853 / SEC#: , 8-34626
Contact information
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
Disclosures
| Regulatory Event | 4 |
Red Flags
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