Kyle M. Ray
Professional summary
Kyle Manning Ray, CFP®, who also goes by Kyle Manning Ray, is a registered financial advisor currently at AMERICAN CENTURY INVESTMENTS PRIVATE CLIENT GROUP, INC. located in Los Angeles, California and AMERICAN CENTURY INVESTMENT SERVICES INC. located in St. Petersburg, Florida.
Kyle is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2000. Kyle has worked at 15 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 10 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Kyle Manning Ray's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 14, 2022 - Present
AMERICAN CENTURY INVESTMENTS PRIVATE CLIENT GROUP, INC.
June 14, 2022 - Present
AMERICAN CENTURY INVESTMENT SERVICES INC.
September 23, 2021 - June 10, 2022
STEELPEAK WEALTH, LLC
July 21, 2020 - March 1, 2021
MERCER GLOBAL ADVISORS INC.
September 12, 2018 - March 11, 2021
ARGOSY WEALTH MANAGEMENT
September 7, 2018 - November 12, 2020
MUTUAL SECURITIES, INC.
February 13, 2017 - February 17, 2018
LIGHTHOUSE FINANCIAL SERVICES INC
May 13, 2016 - February 16, 2017
J.P. MORGAN SECURITIES LLC
May 13, 2016 - February 16, 2017
J.P. MORGAN SECURITIES LLC
February 17, 2016 - May 18, 2016
OSAIC SERVICES, INC.
February 17, 2016 - May 18, 2016
OSAIC SERVICES, INC.
May 19, 2015 - November 10, 2015
PURE FINANCIAL ADVISORS, LLC
February 24, 2014 - April 24, 2015
CREATIVE PLANNING
September 11, 2007 - February 28, 2014
CHARLES SCHWAB & CO., INC.
September 6, 2007 - February 28, 2014
CHARLES SCHWAB & CO., INC.
May 18, 2006 - August 23, 2007
TD AMERITRADE INVESTMENT MANAGEMENT, LLC
May 16, 2006 - August 23, 2007
TD AMERITRADE, INC.
May 4, 2006 - August 23, 2007
TD AMERITRADE, INC.
April 6, 2006 - April 24, 2006
SCOTTRADE, INC.
September 12, 2003 - February 1, 2006
TD AMERITRADE, INC.
February 27, 2003 - February 1, 2006
TD AMERITRADE, INC.
February 9, 2000 - August 27, 2002
TD AMERITRADE, INC.
Primary Firm SEC Registration
AMERICAN CENTURY INVESTMENTS PRIVATE CLIENT GROUP, INC.
CRD#: 290043 / SEC#: 801-111963
State Registrations and Notice Filings
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Visual representation of state registrations
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Exams
FINRA
Current Firm
AMERICAN CENTURY INVESTMENTS PRIVATE CLIENT GROUP, INC.
CRD#: 290043 / SEC#: 801-111963
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 6,044 |
| AUM (Assets Under Management) | $ 1,987,005,678 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
