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KS

Kristi L. Schaeffer Kleutsch

COORDINATED CAPITAL SECURITIES
Kenosha, WI 53144
Some features on this profile are disabled
CRD#: 4081290
KS

Professional summary

Kristi Lynne Schaeffer Kleutsch, who also goes by Kristi Lynne Clark, Kristi Lynn Schaeffer, Kristi Lynne Schaeffer, is a registered financial professional currently at COORDINATED CAPITAL SECURITIES, INC. located in Kenosha, Wisconsin.

Kristi is registered as a RR (Registered Representative) and started their career in finance in 2000. Kristi has worked at 2 firms and has passed the Series 63, SIE and Series 6 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Kristi Lynne Clark | Kristi Lynn Schaeffer | Kristi Lynne Schaeffer

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Kristi Lynne Schaeffer Kleutsch's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

January 2, 2003 - Present

COORDINATED CAPITAL SECURITIES, INC.

Office #1: 2315 30th Avenue, Kenosha, WI 53144
RIA
BD
CRD#: 14762
Kenosha, WI
Past

February 28, 2000 - December 31, 2002

EQUITY SERVICES, INC.

BD
CRD#: 265
MONTPELIER, VT

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CC
COORDINATED CAPITAL SECURITIES, INC.
CCS OF WI | COORDINATED CAPITAL SECURITIES,INC. | COORDINATED CAPITAL SECURITIES, INC. | COORDINATED CAPITAL SECURITIES OF WISCONSIN, INC. | COORDINATED CAPITAL SECURITIES OF WI INC. | COORDINATED CAPITAL ADVISORY, A DIVISION OF COORDINATED CAPITAL SECURITIES, INC. | COLTRANE SECURITIES, A DIVISION OF COORDINATED CAPITAL SECURITI

CRD#: 14762 / SEC#: 801-111070, 8-31173

RIA
Registered Investment Advisory firm - SEC (8/31/2017 Approved)
California
Registered Investment Advisory firm - SEC (10/8/2017 Terminated)
Colorado
Registered Investment Advisory firm - SEC (9/12/2017 Terminated)
Connecticut
Registered Investment Advisory firm - SEC (9/5/2017 Terminated)
Florida
Registered Investment Advisory firm - SEC (9/8/2017 Terminated)
Georgia
Registered Investment Advisory firm - SEC (9/18/2017 Terminated)
Iowa
Registered Investment Advisory firm - SEC (1/16/2004 Terminated)
Kansas
Registered Investment Advisory firm - SEC (9/8/2017 Terminated)
Kentucky
Registered Investment Advisory firm - SEC (9/11/2017 Terminated)
Maryland
Registered Investment Advisory firm - SEC (12/1/2011 Terminated)
Missouri
Registered Investment Advisory firm - SEC (9/8/2017 Terminated)
New Mexico
Registered Investment Advisory firm - SEC (9/5/2017 Terminated)
North Carolina
Registered Investment Advisory firm - SEC (9/6/2017 Terminated)
Ohio
Registered Investment Advisory firm - SEC (9/8/2017 Terminated)
Tennessee
Registered Investment Advisory firm - SEC (9/7/2017 Terminated)
Texas
Registered Investment Advisory firm - SEC (9/8/2017 Terminated)
Virginia
Registered Investment Advisory firm - SEC (9/5/2017 Terminated)
Washington
Registered Investment Advisory firm - SEC (10/23/2007 Terminated)
West Virginia
Registered Investment Advisory firm - SEC (9/8/2017 Terminated)
Wisconsin
Registered Investment Advisory firm - SEC (9/8/2017 Terminated)
BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(7/7/2015)
RR
Arizona
(2/16/2017)
RR
California
(1/2/2003)
RR
Colorado
(7/28/2015)
RR
Florida
(3/20/2012)
RR
Georgia
(1/22/2025)
RR
Illinois
(1/2/2003)
RR
Iowa
(11/13/2015)
RR
Kentucky
(2/7/2017)
RR
Maine
(4/3/2023)
RR
Michigan
(6/22/2020)
RR
Minnesota
(8/8/2016)
RR
Missouri
(7/16/2015)
RR
Nebraska
(2/21/2024)
RR
Nevada
(9/7/2021)
RR
New York
(1/6/2023)
RR
North Carolina
(1/21/2014)
RR
South Carolina
(2/13/2012)
RR
Tennessee
(1/3/2023)
RR
Texas
(9/15/2015)
RR
Virginia
(11/16/2023)
RR
Wisconsin
(1/2/2003)

Exams

State Security Law Exam
RR
Series 63
Date: 1/7/2000
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 6
Date: 2/25/2000
Investment Company Products/Variable Contracts Representative Examination
SRO Registrations
RR
FINRA

Current Firm

CC
COORDINATED CAPITAL SECURITIES, INC.
CCS OF WI | COORDINATED CAPITAL SECURITIES,INC. | COORDINATED CAPITAL SECURITIES, INC. | COORDINATED CAPITAL SECURITIES OF WISCONSIN, INC. | COORDINATED CAPITAL SECURITIES OF WI INC. | COORDINATED CAPITAL ADVISORY, A DIVISION OF COORDINATED CAPITAL SECURITIES, INC. | COLTRANE SECURITIES, A DIVISION OF COORDINATED CAPITAL SECURITI

CRD#: 14762 / SEC#: 801-111070, 8-31173

RIA
Registered Investment Advisory firm - SEC (8/31/2017 Approved)
California
Registered Investment Advisory firm - SEC (10/8/2017 Terminated)
Colorado
Registered Investment Advisory firm - SEC (9/12/2017 Terminated)
Connecticut
Registered Investment Advisory firm - SEC (9/5/2017 Terminated)
Florida
Registered Investment Advisory firm - SEC (9/8/2017 Terminated)
Georgia
Registered Investment Advisory firm - SEC (9/18/2017 Terminated)
Iowa
Registered Investment Advisory firm - SEC (1/16/2004 Terminated)
Kansas
Registered Investment Advisory firm - SEC (9/8/2017 Terminated)
Kentucky
Registered Investment Advisory firm - SEC (9/11/2017 Terminated)
Maryland
Registered Investment Advisory firm - SEC (12/1/2011 Terminated)
Missouri
Registered Investment Advisory firm - SEC (9/8/2017 Terminated)
New Mexico
Registered Investment Advisory firm - SEC (9/5/2017 Terminated)
North Carolina
Registered Investment Advisory firm - SEC (9/6/2017 Terminated)
Ohio
Registered Investment Advisory firm - SEC (9/8/2017 Terminated)
Tennessee
Registered Investment Advisory firm - SEC (9/7/2017 Terminated)
Texas
Registered Investment Advisory firm - SEC (9/8/2017 Terminated)
Virginia
Registered Investment Advisory firm - SEC (9/5/2017 Terminated)
Washington
Registered Investment Advisory firm - SEC (10/23/2007 Terminated)
West Virginia
Registered Investment Advisory firm - SEC (9/8/2017 Terminated)
Wisconsin
Registered Investment Advisory firm - SEC (9/8/2017 Terminated)
BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information

Main Address
229 S Main Street, Fort Atkinson, WI 53538
Mailing Address
229 S Main Street, Fort Atkinson, WI 53538
Phone number
(608) 221-4545
Established
Wisconsin since 11/29/1982
Firm type
Corporation
Fiscal year end
March
Firm Size
Small
# of Employees
38

SEC notice filing (17 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

FINRA licenses (51 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Customer Relationship Summary (CRS / FINRA)Latest Form ADV

Part 2 Brochures

CCS-WRAPFEE-2025-JUNE ANNUAL (6/26/2025)
CCS-ADV2A-2025-JUNE ANNUAL (6/26/2025)

Direct owners and executive officers

NamePositionCRD#
COORDINATED CAPITAL HOLDINGS, INC.HOLDING COMPANY
BUECHNER, MARI JOCHIEF EXECUTIVE OFFICER, PRESIDENT1867710
WILLIAMS, SARA DANIELLECHIEF COMPLIANCE OFFICER5460513
WILLIAMS, TRACY NAIOMAVICE PRESIDENT4533496

Regulatory assets under management

Total Number of Accounts248
AUM (Assets Under Management)$ 159,932,138

Disclosures

Regulatory Event4
Arbitration1

Accountant surprise examination report

Filing DateForm ADV-E CoverForm ADV-E Report
10/01/2025
Cover Page
Report
12/18/2024
Cover Page
Report
10/18/2023
Cover Page
Report
01/05/2023
Cover Page
Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

COORDINATED CAPITAL SECURITIES, INC.

CRD#: 14762Kenosha, WI 53144

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