Kathleen M. Harrington
Professional summary
Kathleen M Harrington is a registered financial professional currently at THE O.N. EQUITY SALES COMPANY located in Norwood, Massachusetts.
Kathleen is registered as a RR (Registered Representative) and started their career in finance in 2000. Kathleen has worked at 3 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Kathleen M Harrington's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 10, 2004 - Present
THE O.N. EQUITY SALES COMPANY
Office #1: 54 Broadway, Norwood, MA 02062December 5, 2000 - March 4, 2004
PARK AVENUE SECURITIES LLC
February 7, 2000 - December 8, 2000
BERKSHIRE EQUITY SALES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(2/10/2004)
(2/10/2004)
Exams
FINRA
Current Firm
THE O.N. EQUITY SALES COMPANY
CRD#: 2936 / SEC#: , 8-14161
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 7 |
| Arbitration | 2 |
Red Flags
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Company Information
THE O.N. EQUITY SALES COMPANY
CRD#: 2936Norwood, MA 02062TRUST BUT VERIFY
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