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LF

Linda S. Foltos-mahler

SIGNATURE FINANCIAL SERVICES, LTD
Batavia, IL
Some features on this profile are disabled
CRD#: 4080324
LF

Professional summary

Linda Sue Foltos-mahler, who also goes by Linda Sue Foltos, Linda Foltos Mahler, Linda Sue Mahler, is a registered financial advisor currently at SIGNATURE FINANCIAL SERVICES, LTD located in Batavia, Illinois and FIRST HEARTLAND CAPITAL, INC. located in Batavia, Illinois.

Linda is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2000. Linda has worked at 3 firms and has passed the Series 66, SIE and Series 6 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Linda Sue Foltos | Linda Foltos Mahler | Linda Sue Mahler

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
MAHLER FINANCIAL SERVICES. Investment related. Owner. Sale and consulting of financial products. Start 1/17/05. LINDA F MAHLER CPA. Not investment related. TAX SERVICES, ACCOUNTING SERVICES. Start 1/17/05. SIGNATURE FINANCIAL SERVICES LTD. Investment related. IAR. Investment advisory services. Start 1/17/05.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Linda Sue Foltos-mahler's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

March 19, 2001 - Present

SIGNATURE FINANCIAL SERVICES, LTD

RIA
CRD#: 123729
Batavia, IL
Current

September 7, 2001 - Present

FIRST HEARTLAND CAPITAL, INC.

BD
CRD#: 32460
BATAVIA, IL
Past

January 27, 2000 - September 17, 2001

MARQUIS FINANCIAL SERVICES, INC.

BD
CRD#: 20733
TARZANA, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SF
SIGNATURE FINANCIAL SERVICES, LTD
SIGNATURE FINANCIAL SERVICES, LTD | SIGNATURE FINANCIAL SERVICES,LTD

CRD#: 123729 / SEC#: 801-64258

RIA
Registered Investment Advisory firm - (5/27/2005 Approved)
Texas
Registered Investment Advisory firm - (8/31/2005 Terminated)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

IAR
Illinois
(3/19/2001)
RR
Illinois
(9/7/2001)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 12/28/1999
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 6
Date: 1/26/2000
Investment Company Products/Variable Contracts Representative Examination
SRO Registrations
RR
FINRA

Current Firm

SF
SIGNATURE FINANCIAL SERVICES, LTD
SIGNATURE FINANCIAL SERVICES, LTD | SIGNATURE FINANCIAL SERVICES,LTD

CRD#: 123729 / SEC#: 801-64258

RIA
Registered Investment Advisory firm - (5/27/2005 Approved)
Texas
Registered Investment Advisory firm - (8/31/2005 Terminated)
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Contact information

Main Address
855 East Golf Road, Suite 2128, Arlington Heights, IL 60005
Mailing Address
Phone number
(847) 545-8070
Established
Firm type
Fiscal year end
# of Employees
12

SEC notice filing (7 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

WRAP FEE BROCHURE (3/5/2025)
BROCHURE FOR ALL CLIENTS (3/5/2025)

Regulatory assets under management

Total Number of Accounts475
AUM (Assets Under Management)$ 227,070,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

SIGNATURE FINANCIAL SERVICES, LTD

CRD#: 123729Batavia, IL

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