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Suzanna C Redding

PERSHING
Lake Mary, FL
·CRD# 4079217·8 years experience

Professional Summary

Suzanna C Redding, who also goes by Suzanna C Bahadoor, Anna Bahadoor, is a registered financial advisor currently at PERSHING LLC located in Lake Mary, Florida. Suzanna is registered as a RR (Registered Representative) and started their career in finance in 2018. Suzanna has worked at 1 firm and has passed the SIE and Series 99 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Suzanna C Bahadoor, Anna Bahadoor

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

8 years in the financial services industry

Current & Past Employments

PERSHING LLC·CRD# 7560
BD
600 Colonial Center Parkway, Lake Mary, FL 32746
June 28, 2018 - Present

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Current Firm

PL
PERSHING LLC

BNY PERSHING | PERSHING LLC | PERSHING | DONALDSON, LUFKIN & JENRETTE SECURITIES CORPORATION | DONALDSON LUFKIN & JENRETTE SECURITIES CORPORATION | BNY WEALTH SOLUTIONS

CRD#: 7560 / SEC#: 8-17574
BD
Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)

Contact Information

Main Address

One Pershing Plaza, Jersey City, NJ 07399

Mailing Address

One Pershing Plaza 10th Floor, Jersey City, NJ 07399

Phone Number

(201) 413-2000

Established

Delaware since 01/17/2003

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Large

FINRA licenses (53 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
PERSHING GROUP LLCHOLDING COMPANY—
BADGER, ERIC CHRISTOPHERBOARD MEMBER8040351
CROWLEY, JAMES THOMASCHIEF EXECUTIVE OFFICER (CEO), GLOBAL HEAD, BOARD MEMBER1087182
DAVID, ERIC CIMARRONBOARD MEMBER, PRINCIPAL OPERATIONS OFFICER, CHIEF OPERATIONS OFFICER3132045
EISENBERG, MATTHEWCHIEF COMPLIANCE OFFICER4305269
LOFLING, JASON ROBERTBOARD MEMBER, CHIEF FINANCIAL OFFICER (CFO), PRINCIPAL FINANCIAL OFFICER (PFO)5177277
NICHOLSON-FLORENCE, JONATHANBOARD MEMBER, CHIEF RISK OFFICER6131790
O'LAUGHLEN, VICTOR FRANCIS JRBOARD MEMBER8041737
UDESHI, NEHALBOARD MEMBER5194790
VITALE, JASON DOMINICKBOARD MEMBER8038160

Disclosures

Regulatory Event

74

Arbitration

32

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 99 — Operations Professional Examination

Passed Jun 2018About the Series 99 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Suzanna C Redding's CRS (Customer Relationship Summary).

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SR
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