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ZR

Zainub Rana

TPG CAPITAL BD
New York, NY 10167
Some features on this profile are disabled
CRD#: 4078467
ZR

Professional summary

Zainub Rana, who also goes by Zainub Husain, Zainub (nmn) Rana, Rana Zainub, is a registered financial professional currently at TPG CAPITAL BD, LLC located in New York, New York.

Zainub is registered as a RR (Registered Representative) and started their career in finance in 2000. Zainub has worked at 10 firms and has passed the Series 63, Series 79TO, SIE, Series 3, Series 55, Series 7, Series 4, Series 10, Series 9 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Zainub Husain | Zainub (nmn) Rana | Rana Zainub

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Zainub Rana's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

October 28, 2025 - Present

TPG CAPITAL BD, LLC

Office #1: 245 Park Avenue 26th Floor, New York, NY 10167
BD
CRD#: 143876
New York, NY
Past

November 21, 2019 - October 16, 2025

BOFA SECURITIES, INC.

BD
CRD#: 283942
NEW YORK, NY
Past

April 13, 2015 - September 5, 2019

BARCLAYS CAPITAL INC.

BD
CRD#: 19714
NEW YORK, NY
Past

June 20, 2013 - March 13, 2015

BLACKSTONE SECURITIES PARTNERS L.P.

BD
CRD#: 17917
NEW YORK, NY
Past

December 19, 2005 - October 16, 2012

CREDIT SUISSE SECURITIES (USA) LLC

BD
CRD#: 816
NEW YORK, NY
Past

April 28, 2005 - January 9, 2006

AUDOBON SECURITIES, INC.

BD
CRD#: 25156
NEW YORK, NY
Past

May 2, 2003 - November 22, 2004

AUDOBON SECURITIES, INC.

BD
CRD#: 25156
NEW YORK, NY
Past

May 2, 2003 - April 29, 2005

HIGHBRIDGE CAPITAL CORPORATION

BD
CRD#: 30208
GRAND CAYMAN,
Past

January 2, 2001 - November 22, 2002

INET ATS, INC.

BD
CRD#: 20746
JERSEY CITY, NJ
Past

January 2, 2001 - November 22, 2002

NASDAQ CAPITAL MARKETS ADVISORY LLC

BD
CRD#: 104295
NEW YORK, NY
Past

July 6, 2000 - August 14, 2000

WIT CAPITAL CORPORATION

BD
CRD#: 41499
OLD GREENWICH, CT

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
New York
(10/28/2025)

Exams

State Security Law Exam
RR
Series 63
Date: 3/10/2000
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 3
Date: 10/17/2003
National Commodity Futures Examination
General Industry/Product Exam
RR
Series 55
Date: 8/29/2001
Limited Representative-Equity Trader Exam
General Industry/Product Exam
RR
Series 7
Date: 4/10/2000
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 4
Date: 5/14/2001
Registered Options Principal Examination
Principal/Supervisory Exam
RR
Series 10
Date: 4/18/2001
General Securities Sales Supervisor - General Module Examination
Principal/Supervisory Exam
RR
Series 9
Date: 4/6/2001
General Securities Sales Supervisor - Options Module Examination
Principal/Supervisory Exam
RR
Series 24
Date: 3/14/2001
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

TC
TPG CAPITAL BD, LLC
TPG CAPITAL BD, LLC

CRD#: 143876 / SEC#: , 8-67616

BD
Broker-Dealer Firm Regulated by FINRA (Dallas district office)
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Contact information

Main Address
301 Commerce Street Ste 3300, Fort Worth, TX 76102
Mailing Address
301 Commerce Street Ste 3300, Fort Worth, TX 76102
Phone number
(817) 871-4000
Established
Texas since 03/21/2007
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (51 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
TPG BD ADVISORS, LLCSOLE MEMBER
DAVIDSON, MARTIN LOUISFINOP AND PRINCIPAL FINANCIAL OFFICER5330788
UMAYAM, MICHAELCHIEF COMPLIANCE OFFICER6814011
WEINGART, JACK CHARLESCEO1879144

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

TPG CAPITAL BD, LLC

CRD#: 143876New York, NY 10167

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