William Thomas Painter
Professional Summary
William Thomas Painter, who also goes by Tom Painter, Tommy Painter, is a registered financial advisor currently at LPL FINANCIAL LLC located in Stevensville, Maryland and ARKADIOS CAPITAL located in Stevensville, Maryland. William is registered as a RR (Registered Representative) and started their career in finance in 2000. William has worked at 7 firms and has passed the Series 63, SIE and Series 6 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Tom Painter, Tommy Painter
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
Direct
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
26 years in the financial services industry
Current & Past Employments
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Current Firm
ARKADIOS CAPITAL | MSY SECURITIES, LLC | ARKADIOS CAPITAL, LLC
Contact Information
Main Address
2827 Peachtree Rd Ne, Suite 510, Atlanta, GA 30305Mailing Address
2827 Peachtree Rd Ne, Suite 510, Atlanta, GA 30305Phone Number
(404) 445-0035Established
Georgia since 11/23/2015Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
MediumFINRA licenses (53 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
Disclosures
Regulatory Event
1Arbitration
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(9/10/2019)
(9/12/2019)
(9/5/2019)
(9/5/2019)
(2/9/2021)
(9/5/2019)
(9/5/2019)
(9/5/2019)
(9/9/2019)
(9/5/2019)
(1/22/2020)
(9/5/2019)
(9/5/2019)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Sep 2000About the Series 6 examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view William Thomas Painter's CRS (Customer Relationship Summary).
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