Hashem K. Shehabi
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Hashem Kazi Shehabi was a registered financial professional .
Hashem is a previously registered financial professional and started their career in finance in 2000. Hashem had worked at 2 firms and has passed the Series 63, SIE, Series 17 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 24, 2010 - October 3, 2014
MAINFIRST SECURITIES US INC.
April 17, 2000 - February 18, 2005
CITIGROUP GLOBAL MARKETS INC.
State Registrations and Notice Filings
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Exams
Series 17
Date: 9/18/2009
Limited Registered Representative ExaminationCurrent Firm
MAINFIRST SECURITIES US INC.
CRD#: 150982 / SEC#: , 8-68320
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| STIFEL NICOLAUS EUROPE LIMITED | OWNER | |
| ATTARZADEH, EBRAHIM | PRINCIPAL | 5731255 |
| GIBB, MITCHELL WILSON | CHIEF COMPLIANCE OFFICER | 5456377 |
| GROSS, ANDREW PAUL | CHIEF EXECUTIVE OFFICER/PRESIDENT | 2402407 |
| KIRCHNER, BJOERN LUTZ | CHIEF FINANCIAL OFFICER/TREASURER/FINOP | 5696332 |
| OLEARY, EITHNE MARIA | DIRECTOR | 7118495 |
| OWEN, JOHN RICHARD | DIRECTOR | 7117746 |
Red Flags
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