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Arnold Eliot Freedman

OUTCOME CAPITAL
BOSTON, MA
·CRD# 4074954·26 years experience

Professional Summary

Arnold Eliot Freedman is a registered financial advisor currently at OUTCOME CAPITAL, LLC located in Boston, Massachusetts. Arnold is registered as a RR (Registered Representative) and started their career in finance in 2000. Arnold has worked at 2 firms and has passed the Series 63, Series 99TO, Series 79TO, SIE, Series 7 and Series 24 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

26 years in the financial services industry

Current & Past Employments

OUTCOME CAPITAL, LLC·CRD# 100960
BD
1. 99 High Street Suite 2900, Boston, MA 021102. 20 Custom House St. Suite 1200, Boston, MA 02110
August 22, 2012 - Present
BOSTON EQUITY ADVISORS, LLC·CRD# 103300
BD
Canton, MA
March 10, 2000 - July 30, 2012

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Current Firm

OC
OUTCOME CAPITAL, LLC

OUTCOME CAPITAL, LLC | WWC SECURITIES, LLC | WALLACE WILLMORE CROMWELL SECURITIES, LLC

CRD#: 100960 / SEC#: 8-52060
BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)

Contact Information

Main Address

20 Custom House 12th Floor, Boston, MA 02110

Mailing Address

20 Custom House 12th Floor, Boston, MA 02110

Phone Number

(617) 431-2278

Established

Massachusetts since 11/02/2021

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (12 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
OUTCOME CAPITAL HOLDING, LLCOWNER—
FREEDMAN, ARNOLD ELIOTCEO4074954
HAUSLER, DAVID PATRICKFINOP / CHIEF FINANCIAL OFFICER / CHIEF COMPLIANCE OFFICER4192872

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
California
(9/17/2012)
RR
Colorado
(12/8/2022)
RR
Connecticut
(12/22/2022)
RR
Delaware
(9/17/2012)
RR
Florida
(10/7/2021)
RR
Illinois
(8/30/2022)
RR
Maryland
(10/7/2021)
RR
Massachusetts
(9/12/2012)
RR
New York
(10/1/2012)
RR
Rhode Island
(3/16/2022)
RR
Texas
(5/6/2022)
RR
Virginia
(9/17/2012)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jan 2000About the Series 63 exam

Series 99TO — Operations Professional Examination

Passed Jan 2023About the Series 99TO exam

Series 79TO — Investment Banking Registered Representative Examination

Passed Jan 2023About the Series 79TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Jan 2000About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Jan 2000About the Series 24 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Arnold Eliot Freedman's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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