Unyoung Botelho
Professional summary
Unyoung Botelho, who also goes by Unyoung So, is a registered financial professional currently at THE LEADERS GROUP, INC. located in Summit, New Jersey.
Unyoung is registered as a RR (Registered Representative) and started their career in finance in 2004. Unyoung has worked at 6 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Unyoung Botelho's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 12, 2023 - Present
THE LEADERS GROUP, INC.
Office #1: 475 Springfield Ave, Summit, NJ 07901July 28, 2021 - January 31, 2023
GLOBAL ATLANTIC DISTRIBUTORS, LLC
June 29, 2011 - July 9, 2021
PRINCIPAL SECURITIES, INC.
May 17, 2007 - May 19, 2011
JOHN HANCOCK DISTRIBUTORS LLC
April 1, 2006 - May 9, 2007
METLIFE INVESTORS DISTRIBUTION COMPANY
May 17, 2004 - April 1, 2006
TOWER SQUARE SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/12/2023)
Exams
FINRA
Current Firm
THE LEADERS GROUP, INC.
CRD#: 37157 / SEC#: , 8-47639
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 4 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
