Neal G. Davis

HBW ADVISORY SERVICES LLC

VIRGINIA BEACH, VA 23451

Some features on this profile are disabled

CRD#: 4074391

Professional summary

Neal Gardner Davis Sr., who also goes by Neal G Davis Sr, Neal Gardner Davis, is a registered financial advisor currently at HBW ADVISORY SERVICES LLC located in Virginia Beach, Virginia and SILVER OAK SECURITIES, INCORPORATED located in Virginia Beach, Virginia.

Neal is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2000. Neal has worked at 9 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Neal G Davis Sr | Neal Gardner Davis

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. "Neal G Davis, LLC",Is Not Investment Related,"210 50th St., Unit B, Virginia Beach, VA, 23451, United States", LLC for Business Tax Purposes,Owner,6/15/2018,10 hours per month,0 hours per month during trading hours, No Compensation Compensation, LLC for Business Tax Purposes 2. "HBW Advisory Services, LLC",Is Investment Related,"4445 Corporation Lane, Ste 133, Virginia Beach, VA, 23462, United States", Independent RIA,IAR,6/18/2018,160 hours per month,140 hours per month during trading hours, Fee Based Compensation, IAR of an independent RIA 3. HBW Partners, Is Investment Related,"4445 Corporation Lane, Ste 133, Virginia Beach, VA, 23462, United States", DBA for Independent Financial Professional,Owner,7/17/2018,160 hours per month,140 hours per month during trading hours, Commission Compensation, DBA for independent financial professional including fixed insurance sales. Neal Davis DBA HBW Partners

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Neal Gardner Davis Sr.'s CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 18, 2018 - Present

HBW ADVISORY SERVICES LLC

Office #1: 4445 Corporation Lane Suite 133, Virginia Beach, VA 23451

RIA

CRD#: 143665

VIRGINIA BEACH, VA

Current

August 31, 2025 - Present

SILVER OAK SECURITIES, INCORPORATED

Office #1: 4445 Corporation Lane Suite 133, Virginia Beach, VA 23462

RIA

CRD#: 46947

Virginia Beach, VA

Past

June 29, 2023 - September 4, 2025

CETERA INVESTMENT ADVISERS LLC

RIA

CRD#: 105644

Virginia Beach, VA

Past

July 17, 2018 - June 29, 2023

CETERA WEALTH SERVICES, LLC

RIA

CRD#: 13572

Virginia Beach, VA

Past

July 17, 2018 - September 4, 2025

CETERA WEALTH SERVICES, LLC

CRD#: 13572

Virginia Beach, VA

Past

February 12, 2004 - June 12, 2018

CUSO FINANCIAL SERVICES, L.P.

RIA

CRD#: 42132

VIRGINIA BEACH, VA

Past

February 12, 2004 - June 12, 2018

CUSO FINANCIAL SERVICES, L.P.

CRD#: 42132

VIRGINIA BEACH, VA

Past

August 26, 2002 - February 17, 2004

CUNA BROKERAGE SERVICES, INC.

RIA

CRD#: 13941

VIRGINIA BEACH, VA

Past

August 26, 2002 - February 17, 2004

CUNA BROKERAGE SERVICES, INC.

CRD#: 13941

WAVERLY, IA

Past

November 29, 2001 - August 12, 2002

QUICK & REILLY, INC.

CRD#: 11217

NEW YORK, NY

Past

September 19, 2000 - December 6, 2001

ROBERT W. BAIRD & CO. INCORPORATED

CRD#: 8158

MILWAUKEE, WI

Past

September 19, 2000 - December 6, 2001

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

CRD#: 2881

MILWAUKEE, WI

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

HBW ADVISORY SERVICES LLC

CRD#: 143665 / SEC#: 801-77333

RIA

Registered Investment Advisory firm - (11/7/2012 Approved)

Alabama

Registered Investment Advisory firm - (12/13/2012 Terminated)

Arizona

Registered Investment Advisory firm - (12/13/2012 Terminated)

California

Registered Investment Advisory firm - (1/12/2013 Terminated)

Colorado

Registered Investment Advisory firm - (12/13/2012 Terminated)

Connecticut

Registered Investment Advisory firm - (1/15/2013 Terminated)

Florida

Registered Investment Advisory firm - (12/13/2012 Terminated)

Georgia

Registered Investment Advisory firm - (12/13/2012 Terminated)

Illinois

Registered Investment Advisory firm - (11/7/2012 Terminated)

Indiana

Registered Investment Advisory firm - (12/13/2012 Terminated)

Iowa

Registered Investment Advisory firm - (12/13/2012 Terminated)

Kansas

Registered Investment Advisory firm - (12/13/2012 Terminated)

Kentucky

Registered Investment Advisory firm - (12/13/2012 Terminated)

Missouri

Registered Investment Advisory firm - (12/13/2012 Terminated)

Nevada

Registered Investment Advisory firm - (1/13/2013 Terminated)

New Jersey

Registered Investment Advisory firm - (12/18/2012 Terminated)

New Mexico

Registered Investment Advisory firm - (12/13/2012 Terminated)

New York

Registered Investment Advisory firm - (12/13/2012 Terminated)

North Carolina

Registered Investment Advisory firm - (12/13/2012 Terminated)

Ohio

Registered Investment Advisory firm - (12/13/2012 Terminated)

Oklahoma

Registered Investment Advisory firm - (12/13/2012 Terminated)

Oregon

Registered Investment Advisory firm - (12/19/2012 Terminated)

Tennessee

Registered Investment Advisory firm - (12/21/2012 Terminated)

Texas

Registered Investment Advisory firm - (12/13/2012 Terminated)

Virginia

Registered Investment Advisory firm - (12/13/2012 Terminated)

Washington

Registered Investment Advisory firm - (12/13/2012 Terminated)

Wisconsin

Registered Investment Advisory firm - (12/13/2012 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Maryland
(8/31/2025)

Montana
(8/31/2025)

North Carolina
(8/31/2025)

IAR

Virginia
(6/18/2018)

Virginia
(8/31/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 10/30/2000

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/18/2000

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

HBW ADVISORY SERVICES LLC

CRD#: 143665 / SEC#: 801-77333

RIA

Registered Investment Advisory firm - (11/7/2012 Approved)

Alabama

Registered Investment Advisory firm - (12/13/2012 Terminated)

Arizona

Registered Investment Advisory firm - (12/13/2012 Terminated)

California

Registered Investment Advisory firm - (1/12/2013 Terminated)

Colorado

Registered Investment Advisory firm - (12/13/2012 Terminated)

Connecticut

Registered Investment Advisory firm - (1/15/2013 Terminated)

Florida

Registered Investment Advisory firm - (12/13/2012 Terminated)

Georgia

Registered Investment Advisory firm - (12/13/2012 Terminated)

Illinois

Registered Investment Advisory firm - (11/7/2012 Terminated)

Indiana

Registered Investment Advisory firm - (12/13/2012 Terminated)

Iowa

Registered Investment Advisory firm - (12/13/2012 Terminated)

Kansas

Registered Investment Advisory firm - (12/13/2012 Terminated)

Kentucky

Registered Investment Advisory firm - (12/13/2012 Terminated)

Missouri

Registered Investment Advisory firm - (12/13/2012 Terminated)

Nevada

Registered Investment Advisory firm - (1/13/2013 Terminated)

New Jersey

Registered Investment Advisory firm - (12/18/2012 Terminated)

New Mexico

Registered Investment Advisory firm - (12/13/2012 Terminated)

New York

Registered Investment Advisory firm - (12/13/2012 Terminated)

North Carolina

Registered Investment Advisory firm - (12/13/2012 Terminated)

Ohio

Registered Investment Advisory firm - (12/13/2012 Terminated)

Oklahoma

Registered Investment Advisory firm - (12/13/2012 Terminated)

Oregon

Registered Investment Advisory firm - (12/19/2012 Terminated)

Tennessee

Registered Investment Advisory firm - (12/21/2012 Terminated)

Texas

Registered Investment Advisory firm - (12/13/2012 Terminated)

Virginia

Registered Investment Advisory firm - (12/13/2012 Terminated)

Washington

Registered Investment Advisory firm - (12/13/2012 Terminated)

Wisconsin

Registered Investment Advisory firm - (12/13/2012 Terminated)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

2655 1st Street Suite 250, Simi Valley, CA 93065

Mailing Address

P.o. Box 2049, Simi Valley, CA 93062

Phone number

(800) 473-3856

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (51 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

HBW ADVISORY SERVICES LLC (11/13/2025)

Regulatory assets under management

Total Number of Accounts	14,679
AUM (Assets Under Management)	$ 1,747,369,322

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Robert Busby

AMERIPRISE FINANCIAL SERVICES, LLC

IAR

Atlanta, GA

Sean Merlonghi

DAKOTA WEALTH, LLC

IAR

LEWES, DE

Adam Zibly

FINALIS SECURITIES LLC

New York, NY

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Neal G. Davis

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Neal Gardner Davis Sr.'s CRS (Customer Relationship Summary).

Certified licenses

Experience

SILVER OAK SECURITIES, INCORPORATED

CETERA INVESTMENT ADVISERS LLC

CETERA WEALTH SERVICES, LLC

CETERA WEALTH SERVICES, LLC

CUSO FINANCIAL SERVICES, L.P.

CUSO FINANCIAL SERVICES, L.P.

CUNA BROKERAGE SERVICES, INC.

CUNA BROKERAGE SERVICES, INC.

QUICK & REILLY, INC.

ROBERT W. BAIRD & CO. INCORPORATED

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

Primary Firm SEC Registration

HBW ADVISORY SERVICES LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 10/30/2000

SIE

Date: 10/1/2018

Series 7

Date: 9/18/2000

FINRA

Current Firm

HBW ADVISORY SERVICES LLC

Contact information

SEC notice filing (51 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

HBW ADVISORY SERVICES LLC

TRUST BUT VERIFY

Similar Advisors