Robert W. Carmines
CETERA INVESTMENT ADVISERS LLC
NEWPORT NEWS, VA 23606
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CRD#: 4073521
Professional summary
Robert Wayne Carmines, CFP®, who also goes by Rob Carmines, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Newport News, Virginia and CETERA WEALTH SERVICES, LLC located in Newport News, Virginia.
Robert is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2000. Robert has worked at 6 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Rob Carmines
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) J.E. ILIT POSITION: TRUSTEE NATURE: TRUST INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 2/27/07 DESCRIPTION: Trustee duties
2) CARMINES, ROBBINS FINANCIAL SERVICES, LLC POSITION: OWNER NATURE: FINANCIAL SERVICES INVESTMENT RELATED: Yes NUMBER OF HOURS: 15 SECURITIES TRADING HOURS: 1 START DATE: 01/01/2005 DESCRIPTION: Provide financial services to clients
3) CARMINES, ROBBINS & COMPANY, PLC
POSITION: CPA: Part Time Employee NATURE: Employee of the CPA firm which I was previously a Member/Partner but am now retired from except for minimal services periodically as an employee INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2024
ADDRESS: 11815 Rock Landing Drive, Newport News VA 23606, United States
DESCRIPTION: Tax planning and preparation for one client for special transactions as they occur.
4) J K L
POSITION: Power of Attorney NATURE: This summer, my brother in law, J K L had a [REDACTED] and then a [REDACTED] while vacationing with us in London, UK. He has never married, has no kids and is 63. Due to the impact of the [REDACTED], he is no longer able to live independently while he recovers. He has some memory issues but is deemed to be competent by his physicians and medical facilities. However, in order to deal with his employer, insurance and disability providers and various bills, credit cards and other such items, he executed a Durable Financial Power of Attorney listing myself and my wife (his sister) as his POA's who are allowed to act together or independently on his behalf. INVESTMENT RELATED: No NUMBER OF HOURS: 30 SECURITIES TRADING HOURS: 10 START DATE: 11/02/2024
ADDRESS: 2725 Spruce Street, Norfolk VA 23513, United States
DESCRIPTION: Assist in managing his affairs, bills, tax filings and other such items while he is in an assisted living facility receiving treatment for the impact of a [REDACTED] and [REDACTED].
CRS (Client Relationship Summary) - RIA
Click below to view Robert Wayne Carmines's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 1996
Experience
Current
September 5, 2025 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 11815 Rock Landing Drive, Newport News, VA 23606Office #2: 961 Lacon Dr, Newport News, VA 23608RIA
CRD#: 105644
NEWPORT NEWS, VA
Current
September 5, 2025 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 11815 Rock Landing Drive, Newport News, VA 23606BD
CRD#: 13572
NEWPORT NEWS, VA
Past
October 25, 2019 - September 5, 2025
AVANTAX ADVISORY SERVICES
RIA
CRD#: 104556
NEWPORT NEWS, VA
Past
October 25, 2019 - September 5, 2025
AVANTAX INVESTMENT SERVICES, INC.
BD
CRD#: 13686
NEWPORT NEWS, VA
Past
January 23, 2002 - October 25, 2019
1ST GLOBAL ADVISORS INC
RIA
CRD#: 111133
NEWPORT NEWS, VA
Past
January 2, 2000 - October 25, 2019
1ST GLOBAL CAPITAL CORP.
BD
CRD#: 30349
NEWPORT NEWS, VA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Massachusetts(9/5/2025)
RR
Ohio(9/5/2025)
RR
Pennsylvania(9/5/2025)
RR
Texas(9/5/2025)
IAR
Texas(9/5/2025)
RR
Virginia(9/5/2025)
IAR
Virginia(9/5/2025)
RR
Washington(9/5/2025)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644Newport News, VA 23606TRUST BUT VERIFY
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