Raymond P. Devito
Professional summary
Raymond Peter Devito, who also goes by Raymond Peter De VIto, is a registered financial professional currently at COMMERZ MARKETS LLC located in New York, New York.
Raymond is registered as a RR (Registered Representative) and started their career in finance in 2001. Raymond has worked at 6 firms and has passed the Series 63, SIE, Series 21, Series 25 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Raymond Peter Devito's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 25, 2019 - Present
COMMERZ MARKETS LLC
Office #1: 225 Liberty Street, New York, NY 10281July 1, 2013 - May 6, 2019
J.P. MORGAN SECURITIES LLC
August 1, 2002 - August 22, 2005
GOLDMAN SACHS EXECUTION & CLEARING, L.P.
July 24, 2002 - August 22, 2005
REDI GLOBAL TECHNOLOGIES LLC
June 30, 2001 - July 12, 2002
DATEK ONLINE FINANCIAL SERVICES LLC
February 2, 2001 - June 30, 2001
ICAPITAL MARKETS LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 21
Date: 7/27/2004
NYSE Front Line Specialist ClerkSeries 25
Date: 2/20/2003
NYSE Trading Assistant ExaminationFINRA
Current Firm
COMMERZ MARKETS LLC
CRD#: 41957 / SEC#: , 8-49647
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| COMMERZBANK AG | SHAREHOLDER | |
| BARBELLA, JOSEPH | CHIEF COMPLIANCE OFFICER | 5058379 |
| DEFREN, JOHN CHARLES | CHIEF LEGAL OFFICER | 5917742 |
| GEREMIA, JOHN MICHAEL | PRESIDENT/MEMBER BOARD OF MANAGERS | 1794769 |
| HOLSTEN, ANDREAS FRITZ BRUNO | MEMBER BOARD OF MANAGERS | |
| HUBLEY, YOKO | CFO/FINOP | 4297053 |
| LI, SU-CHANG | PRINCIPAL OPERATIONS OFFICER/FINOP | 4990155 |
| LLOYD, KEITH ROSWELL | MEMBER BOARD OF MANAGERS | 2836268 |
| ROYAN, LEE-ANN | CHIEF OPERATING OFFICER | 4860551 |
| SOENNECKEN SCHMIDT, SILKE | MEMBER BOARD OF MANAGERS | |
| TONER, JOSEPH GREGORY | TREASURER | 4910635 |
Disclosures
| Regulatory Event | 9 |
Red Flags
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