RS
Roger C. Starr
PROFUNDS DISTRIBUTORS
Bethesda, MD 20814
Some features on this profile are disabled
CRD#: 4073046
RS
Professional summary
Roger Charles Starr JR. is a registered financial professional currently at PROFUNDS DISTRIBUTORS, INC. located in Bethesda, Maryland.
Roger is registered as a RR (Registered Representative) and started their career in finance in 2000. Roger has worked at 3 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Roger Charles Starr JR.'s CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 16, 2022 - Present
PROFUNDS DISTRIBUTORS, INC.
Office #1: 7272 Wisconsin Avenue 21st Floor, Bethesda, MD 20814BD
CRD#: 19541
Bethesda, MD
Past
April 18, 2006 - July 8, 2022
FIRST TRUST PORTFOLIOS L.P.
BD
CRD#: 28519
Austin, TX
Past
January 28, 2000 - March 17, 2006
CITY SECURITIES CORPORATION
BD
CRD#: 1459
INDIANAPOLIS, IN
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(1/2/2024)
RR
Alaska(1/16/2024)
RR
Arizona(11/30/2022)
RR
Arkansas(1/5/2024)
RR
California(1/2/2024)
RR
Colorado(1/3/2024)
RR
Connecticut(1/2/2024)
RR
Delaware(1/18/2024)
RR
District of Columbia(1/2/2024)
RR
Florida(7/17/2024)
RR
Georgia(1/4/2024)
RR
Hawaii(1/3/2024)
RR
Idaho(1/2/2024)
RR
Illinois(1/5/2024)
RR
Indiana(1/22/2024)
RR
Iowa(1/5/2024)
RR
Kansas(1/2/2024)
RR
Kentucky(1/5/2024)
RR
Louisiana(1/10/2024)
RR
Maine(1/3/2024)
RR
Maryland(11/18/2022)
RR
Massachusetts(1/3/2024)
RR
Michigan(1/4/2024)
RR
Minnesota(1/2/2024)
RR
Mississippi(1/3/2024)
RR
Missouri(11/18/2022)
RR
Montana(1/4/2024)
RR
Nebraska(1/2/2024)
RR
Nevada(1/4/2024)
RR
New Hampshire(1/8/2024)
RR
New Jersey(1/2/2024)
RR
New Mexico(1/4/2024)
RR
New York(11/17/2022)
RR
North Carolina(1/4/2024)
RR
North Dakota(1/2/2024)
RR
Ohio(1/2/2024)
RR
Oklahoma(1/2/2024)
RR
Oregon(1/2/2024)
RR
Pennsylvania(1/3/2024)
RR
Puerto Rico(1/10/2024)
RR
Rhode Island(1/3/2024)
RR
South Carolina(1/4/2024)
RR
South Dakota(1/2/2024)
RR
Texas(11/16/2022)
RR
Utah(1/3/2024)
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Vermont(1/2/2024)
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Virginia(1/3/2024)
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Washington(1/2/2024)
RR
West Virginia(1/11/2024)
RR
Wisconsin(1/2/2024)
RR
Wyoming(1/2/2024)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
PD
PROFUNDS DISTRIBUTORS, INC.
CONCORD FINANCIAL GROUP, INC. | PROFUNDS DISTRIBUTORS, INC.
CRD#: 19541 / SEC#: , 8-37601
BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
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Contact information
Main Address
7272 Wisconsin Ave. 21st Floor, Bethesda, MD 20814-6527
Mailing Address
7272 Wisconsin Ave. 21st Floor, Bethesda, MD 20814-6527
Phone number
(240) 497-6400
Established
Delaware since 12/22/1986
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
