Charles P. Grom
Professional summary
Charles P Grom JR. is a registered financial professional currently at GORDON, HASKETT CAPITAL CORPORATION located in New York, New York.
Charles is registered as a RR (Registered Representative) and started their career in finance in 2000. Charles has worked at 7 firms and has passed the Series 63, SIE, Series 87 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Charles P Grom JR.'s CRS (Customer Relationship Summary).
Certified licenses
Experience
March 7, 2017 - Present
GORDON, HASKETT CAPITAL CORPORATION
Office #1: 441 Lexington Avenue 10th Fl., New York, NY 10017April 20, 2015 - September 30, 2016
CRT CAPITAL GROUP LLC
April 2, 2013 - April 20, 2015
STERNE, AGEE & LEACH, INC.
July 1, 2011 - March 15, 2013
DEUTSCHE BANK SECURITIES INC.
October 1, 2008 - June 17, 2011
J.P. MORGAN SECURITIES LLC
June 14, 2002 - October 1, 2008
J.P. MORGAN SECURITIES INC.
February 21, 2000 - May 24, 2002
CITIGROUP GLOBAL MARKETS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/20/2017)
Exams
FINRA
New York Stock Exchange
Current Firm
GORDON, HASKETT CAPITAL CORPORATION
CRD#: 7976 / SEC#: , 8-33944
Contact information
FINRA licenses (1 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 3 |
Red Flags
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