Ricky L. Myers
Professional summary
Ricky Linn Myers II, who also goes by Rick Linn Myers, Ricky Linn Myers, is a registered financial professional currently at HIGHTOWER SECURITIES, LLC located in Chicago, Illinois.
Ricky is registered as a RR (Registered Representative) and started their career in finance in 1999. Ricky has worked at 8 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Ricky Linn Myers II's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 18, 2022 - Present
HIGHTOWER SECURITIES, LLC
Office #1: 200 West Madison Street Suite 2500, Chicago, IL 60606-3414December 8, 2016 - April 23, 2019
HORNOR, TOWNSEND & KENT, LLC
April 14, 2015 - April 23, 2019
HORNOR, TOWNSEND & KENT, LLC
August 3, 2011 - January 15, 2015
ROBERT W. BAIRD & CO. INCORPORATED
August 1, 2011 - January 15, 2015
ROBERT W. BAIRD & CO. INCORPORATED
December 3, 2008 - September 30, 2010
GROVE POINT INVESTMENTS, LLC
November 25, 2008 - September 30, 2010
GROVE POINT INVESTMENTS, LLC
December 1, 2006 - June 24, 2009
SECURITIES AMERICA ADVISORS, INC.
December 1, 2006 - December 1, 2008
SECURITIES AMERICA, INC.
October 3, 2006 - November 29, 2006
MORGAN STANLEY DW INC.
September 15, 2006 - November 29, 2006
MORGAN STANLEY DW INC.
December 20, 1999 - June 11, 2001
FIDELITY BROKERAGE SERVICES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
FINRA
Current Firm
HIGHTOWER SECURITIES, LLC
CRD#: 116681 / SEC#: , 8-53560
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| HIGHTOWER HOLDING, LLC | PARENT COMPANY | |
| BESSO, DOUGLAS JOSEPH | CTO | 1530829 |
| COVIELLO, BARRY ANTHONY | EXECUTIVE DIRECTOR, NATIONAL FIELD SUPERVISION | 1813688 |
| GRAY, KENDRA | CHIEF COMPLIANCE OFFICER | 4388082 |
| GRAY, KENDRA | MUNICIPAL PRINCIPAL | 4388082 |
| KARL, MATTHEW JAMES | PRINCIPAL FINANCIAL OFFICER (PFO) & FINOP | 5361093 |
| SMITH, SCOTT DAVID | CHIEF EXECUTIVE OFFICER | 2523535 |
Disclosures
| Regulatory Event | 5 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
