Kimberly M. Giannetti
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kimberly Michele Giannetti, who also goes by Kimberly Michele Patterson, was a registered financial professional .
Kimberly is a previously registered financial professional and started their career in finance in 2000. Kimberly had worked at 6 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 9 and Series 10 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 30, 2024 - March 14, 2025
ALTRUIST FINANCIAL LLC
October 26, 2021 - July 15, 2024
CHARLES SCHWAB & CO., INC.
October 26, 2021 - July 15, 2024
CHARLES SCHWAB & CO., INC.
July 13, 2018 - September 1, 2021
FIDELITY PERSONAL AND WORKPLACE ADVISORS
March 1, 2010 - July 13, 2018
STRATEGIC ADVISERS LLC
February 14, 2008 - August 31, 2021
FIDELITY BROKERAGE SERVICES LLC
February 28, 2000 - November 12, 2002
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
February 9, 2000 - November 12, 2002
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ALTRUIST FINANCIAL LLC
CRD#: 299274 / SEC#: , 8-70244
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
Red Flags
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