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Jeremy Patrick Onk

JOHN HANCOCK DISTRIBUTORS
TORONTO, ONTARIO,
·CRD# 4070958·25 years experience

Professional Summary

Jeremy Patrick Onk is a registered financial advisor currently at JOHN HANCOCK DISTRIBUTORS LLC. Jeremy is registered as a RR (Registered Representative) and started their career in finance in 2001. Jeremy has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 4 and Series 24 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

25 years in the financial services industry

Current & Past Employments

JOHN HANCOCK DISTRIBUTORS LLC·CRD# 5249
BD
200 Bloor Street East, Toronto, Ontario, M4W 1E5
September 8, 2014 - Present
ETC BROKERAGE SERVICES, LLC·CRD# 145276
BD
Dallas, TX
January 4, 2012 - July 25, 2014
MID-OHIO SECURITIES CORP·CRD# 6634
RIA
Elyria, OH
September 1, 2009 - February 22, 2011
MID-OHIO SECURITIES CORP·CRD# 6634
BD
Elyria, OH
August 31, 2009 - August 1, 2013
OSAIC FA, INC.·CRD# 3978
RIA
Cleveland, OH
July 17, 2008 - August 31, 2009
OSAIC FA, INC.·CRD# 3978
RIA
Cleveland, OH
May 10, 2002 - December 31, 2003
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY·CRD# 2580
BD
Fort Wayne, IN
April 24, 2002 - June 8, 2006
OSAIC FA, INC.·CRD# 3978
BD
Cleveland, OH
April 24, 2002 - August 31, 2009
MORGAN STANLEY DW INC.·CRD# 7556
BD
Purchase, NY
January 5, 2001 - August 7, 2001

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Current Firm

JH
JOHN HANCOCK DISTRIBUTORS LLC

JOHN HANCOCK DISTRIBUTORS LLC | MANULIFE FINANCIAL SECURITIES LLC | MANEQUITY, INC.

CRD#: 5249 / SEC#: 8-15826
BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)

Contact Information

Main Address

200 Berkeley Street, Boston, MA 02116

Mailing Address

200 Berkeley Street, Boston, MA 02116

Phone Number

(617) 663-3021

Established

Delaware since 08/01/2001

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Large

FINRA licenses (52 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.)OWNER—
BOGLE, JAMES WILLIAMPRINCIPAL FINANCIAL OFFICER AND FINANCIAL AND OPERATIONS PRINCIPAL7344902
COLLIER, JACLYN ELIZABETHDIRECTOR4510882
HARTIGAN, ROBERT JOSEPHCHIEF COMPLIANCE OFFICER2931786
LANNIGAN, TRACY KANEVICE PRESIDENT & CORPORATE SECRETARY6944688
SILVA, ANTHONY ALEXDIRECTOR7755954
WILHELM, BRYAN GARYDIRECTOR, PRESIDENT AND CHIEF EXECUTIVE OFFICER5611196

Disclosures

Regulatory Event

3

Arbitration

3

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Alabama
(2/9/2022)
RR
Alaska
(2/9/2022)
RR
Arizona
(2/9/2022)
RR
Arkansas
(2/9/2022)
RR
California
(2/9/2022)
RR
Colorado
(2/9/2022)
RR
Connecticut
(2/9/2022)
RR
Delaware
(2/9/2022)
RR
District of Columbia
(2/9/2022)
RR
Florida
(1/7/2022)
RR
Georgia
(10/15/2020)
RR
Hawaii
(2/9/2022)
RR
Idaho
(2/9/2022)
RR
Illinois
(2/9/2022)
RR
Indiana
(2/9/2022)
RR
Iowa
(2/9/2022)
RR
Kansas
(2/9/2022)
RR
Kentucky
(2/9/2022)
RR
Louisiana
(2/9/2022)
RR
Maine
(2/9/2022)
RR
Maryland
(2/9/2022)
RR
Massachusetts
(9/8/2014)
RR
Michigan
(1/7/2022)
RR
Minnesota
(2/9/2022)
RR
Mississippi
(1/7/2022)
RR
Missouri
(2/9/2022)
RR
Montana
(2/9/2022)
RR
Nebraska
(2/9/2022)
RR
Nevada
(2/9/2022)
RR
New Hampshire
(2/9/2022)
RR
New Jersey
(2/9/2022)
RR
New Mexico
(2/9/2022)
RR
New York
(2/9/2022)
RR
North Carolina
(2/9/2022)
RR
North Dakota
(2/9/2022)
RR
Ohio
(9/8/2014)
RR
Oklahoma
(2/9/2022)
RR
Oregon
(2/9/2022)
RR
Pennsylvania
(1/7/2022)
RR
Puerto Rico
(2/9/2022)
RR
Rhode Island
(2/9/2022)
RR
South Carolina
(2/9/2022)
RR
South Dakota
(2/9/2022)
RR
Tennessee
(2/9/2022)
RR
Texas
(2/9/2022)
RR
Utah
(2/9/2022)
RR
Vermont
(2/9/2022)
RR
Virginia
(2/9/2022)
RR
Washington
(2/9/2022)
RR
West Virginia
(2/9/2022)
RR
Wisconsin
(2/9/2022)
RR
Wyoming
(2/9/2022)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Mar 2001About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Feb 2001About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Jan 2001About the Series 7 exam

Series 4 — Registered Options Principal Examination

Passed Dec 2009About the Series 4 exam

Series 24 — General Securities Principal Examination

Passed Jun 2005About the Series 24 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Jeremy Patrick Onk's CRS (Customer Relationship Summary).

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