Darrick C. Zahlmann
Professional summary
Darrick Chris Zahlmann is a registered financial professional currently at M. S. HOWELLS & CO. located in Scottsdale, Arizona.
Darrick is registered as a RR (Registered Representative) and started their career in finance in 2000. Darrick has worked at 9 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Darrick Chris Zahlmann's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 3, 2023 - Present
M. S. HOWELLS & CO.
Office #1: 23350 N. Pima Rd., Scottsdale, AZ 85255August 28, 2017 - October 5, 2023
CROWN CAPITAL SECURITIES, L.P.
October 31, 2014 - August 30, 2017
WFG INVESTMENTS, INC.
August 15, 2013 - October 31, 2014
INDEPENDENT FINANCIAL GROUP, LLC
April 3, 2006 - August 20, 2013
OSAIC SERVICES, INC.
September 10, 2002 - March 27, 2006
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
September 10, 2002 - April 4, 2006
OSAIC FA, INC.
April 3, 2002 - August 5, 2002
M. S. HOWELLS & CO.
March 7, 2001 - February 11, 2002
VOYA INVESTMENTS DISTRIBUTOR, LLC
May 15, 2000 - March 26, 2001
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/3/2023)
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Exams
FINRA
Current Firm
M. S. HOWELLS & CO.
CRD#: 104100 / SEC#: , 8-52558
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MARK HOWELLS TRUST, DATED 6/25/1997, MARK HOWELLS TRUSTEE | OWNER | |
| SANTAMARIA, KATRINA PATRICIA | CHIEF EXECUTIVE OFFICER | 3248779 |
| CRITES, MARCY ANN | FINANCIAL AND OPERATIONS PRINCIPAL (FINOP) | 6346298 |
| HOWELLS, MARK STEPHEN | TRUSTEE FOR MARK HOWELLS TRUST DATED 6/25/1997 | 726921 |
| HOWELLS, MARK STEPHEN | EXECUTIVE CHAIRMAN/DIRECTOR | 726921 |
| JORDAN, CHRISTOPHER SHANE | CHIEF COMPLIANCE OFFICER | 2843281 |
| KREIZENBECK, TARA LYNN | CHIEF OPERATING OFFICER | 7141895 |
Red Flags
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