Edwin G. Groshans
Professional summary
Edwin George Groshans JR., who also goes by Edwin Groshans Jr., Ed Groshans, is a registered financial professional currently at COMPASS POINT RESEARCH & TRADING, LLC located in Washington, District Of Columbia.
Edwin is registered as a RR (Registered Representative) and started their career in finance in 2000. Edwin has worked at 9 firms and has passed the Series 66, Series 63, SIE, Series 87, Series 86, Series 16 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Edwin George Groshans JR.'s CRS (Customer Relationship Summary).
Certified licenses
Experience
August 9, 2022 - Present
COMPASS POINT RESEARCH & TRADING, LLC
Office #1: 1055 Thomas Jefferson St., Nw, Suite 303, Washington, DC 20007May 9, 2011 - July 19, 2022
HEIGHT CAPITAL MARKETS
December 13, 2010 - July 19, 2022
HEIGHT ANALYTICS, LLC
January 8, 2010 - May 28, 2010
IRC SECURITIES LLC
May 20, 2009 - January 26, 2010
LADENBURG THALMANN & CO. INC.
August 3, 2004 - March 30, 2007
FOX-PITT KELTON COCHRAN CARONIA WALLER (USA) LLC
March 18, 2003 - July 2, 2004
MOORS & CABOT, INC.
July 19, 2001 - February 5, 2003
PRUDENTIAL EQUITY GROUP, LLC
January 31, 2000 - December 8, 2000
CREDIT SUISSE SECURITIES (USA) LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(8/11/2022)
(8/18/2022)
(12/14/2023)
Exams
FINRA
Current Firm
COMPASS POINT RESEARCH & TRADING, LLC
CRD#: 126258 / SEC#: , 8-65866
Contact information
FINRA licenses (33 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| SOONER HOLDINGS, LLC | HOLDING COMPANY | |
| DOERR, MANDY MULLER | FINANCIAL AND OPERATIONS PRINCIPAL (FINOP) | 4988605 |
| DREYER, SCOTT ERIC | EXECUTIVE CHAIRMAN | 717434 |
| GRANT, KEVIN STEWART | CHIEF COMPLIANCE OFFICER | 6383394 |
| HAYES, BURKE FROST JR | CEO | 3211858 |
| NEALON, CHRISTOPHER ALLEN | CHIEF OPERATING OFFICER | 2447167 |
| NICOLL, ROBERT ANDREW | MEMBER | 2826685 |
| SHEEDY, THOMAS WILLIAM | MEMBER | 1777044 |
Red Flags
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