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ZC

Zeonia M. Christy

FIRST HEARTLAND CONSULTANTS
LAKE ST. LOUIS, MO 63367
Some features on this profile are disabled
CRD#: 4067924
ZC

Professional summary


Zeonia Marie Christy, who also goes by Zeonia M Christy, Zeonia Marie Smith, is a registered financial advisor currently at FIRST HEARTLAND CONSULTANTS, INC. located in Lake St. Louis, Missouri and FIRST HEARTLAND CAPITAL, INC. located in Lake St. Louis, Missouri.

Zeonia is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2000. Zeonia has worked at 4 firms and has passed the Series 65, Series 63, Series 52TO, Series 99TO, SIE, Series 7, Series 6, Series 14, Series 4, Series 53 and Series 24 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
Yes

Aliases


Zeonia M Christy | Zeonia Marie Smith

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
FIRST HEARTLAND CAPITAL, Inc. Investment related. Employee, Chief Compliance Officer. ALLOCATES APPROX 80% OF MY TIME. Start 4/15/02. FIRST HEARTLAND CONSULTANTS, Inc. Investment related. IAR. Chief Compliance Officer. Investment advisory services. A REGISTERED INVESTMENT ADVISORY FIRM. ALLOCATES APPROX 20% of my time. Start 8/10/2010.

Blog Corner


CRS (Client Relationship Summary) - RIA


Click below to view Zeonia Marie Christy's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

August 10, 2010 - Present

FIRST HEARTLAND CONSULTANTS, INC.

Office #1: 4101 Lake St. Louis Blvd, Lake St. Louis, MO 63367
RIA
CRD#: 110377
LAKE ST. LOUIS, MO
Current

April 26, 2002 - Present

FIRST HEARTLAND CAPITAL, INC.

Office #1: 4101 Lake St. Louis Blvd., Lake St. Louis, MO 63367
BD
CRD#: 32460
Lake St. Louis, MO
Past

January 8, 2009 - April 28, 2017

CENTERRE CAPITAL LLC

BD
CRD#: 148091
LAKE ST LOUIS, MO
Past

February 9, 2001 - April 24, 2002

TRANSAMERICA FINANCIAL ADVISORS, INC.

BD
CRD#: 3600
LOS ANGELES, CA
Past

July 11, 2000 - February 7, 2001

FIRST HEARTLAND CAPITAL, INC.

BD
CRD#: 32460
LAKE ST. LOUIS, MO

Primary Firm SEC Registration


This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
FH
FIRST HEARTLAND CONSULTANTS, INC.
FIRST HEARTLAND ADVISORS INC | FIRST HEARTLAND CONSULTANTS, INC.

CRD#: 110377 / SEC#: 801-46595

RIA
Registered Investment Advisory firm - (5/23/1994 Approved)

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(1/30/2012)
RR
California
(3/23/2006)
RR
Florida
(1/23/2012)
RR
Illinois
(11/7/2002)
RR
Indiana
(3/26/2003)
RR
Michigan
(1/23/2012)
RR
Missouri
(4/26/2002)
IAR
Missouri
(8/10/2010)
RR
Pennsylvania
(3/23/2006)
RR
South Dakota
(3/23/2006)
RR
Texas
(8/26/2011)

Exams


State Security Law Exam
IAR
Series 65
Date: 4/28/2003
Uniform Investment Adviser Law Examination
State Security Law Exam
General Industry/Product Exam
RR
Series 52TO
Date: 9/25/2025
Municipal Securities Representative Examination
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
RR
Series 14
Date: 1/2/2023
Compliance Officer Examination
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA

Current Firm


FH
FIRST HEARTLAND CONSULTANTS, INC.
FIRST HEARTLAND ADVISORS INC | FIRST HEARTLAND CONSULTANTS, INC.

CRD#: 110377 / SEC#: 801-46595

RIA
Registered Investment Advisory firm - (5/23/1994 Approved)
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Contact information


Main Address
4101 Lake St. Louis Blvd, Lake St. Louis, MO 63367
Mailing Address
Phone number
(636) 625-0900
Established
Firm type
Fiscal year end
# of Employees
92

SEC notice filing (52 States and Territories)


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Documents


Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

FIRST HEARTLAND CONSULTANTS, INC. (2/26/2025)

Regulatory assets under management


Total Number of Accounts9,231
AUM (Assets Under Management)$ 1,771,078,009

Accountant surprise examination report


Filing DateForm ADV-E CoverForm ADV-E Report
11/13/2025
Cover Page
08/12/2024
12/07/2023

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


FIRST HEARTLAND CONSULTANTS, INC.

CRD#: 110377Lake St. Louis, MO 63367

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