Michele L. Suriano

CASTLE ROCK INVESTMENT COMPANY

CASTLE ROCK, CO

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CRD#: 4067251

Professional summary

Michele Louise Suriano, AIF®, who also goes by Michele Louise Meyer, is a registered financial advisor currently at CASTLE ROCK INVESTMENT COMPANY located in Castle Rock, Colorado.

Michele is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1999. Michele has worked at 6 firms and has passed the Series 66, Series 63, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Michele Louise Meyer

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michele Louise Suriano's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

AIF^®

Accredited Investment Fiduciary

Experience

Current

July 12, 2006 - Present

CASTLE ROCK INVESTMENT COMPANY

RIA

CRD#: 140299

CASTLE ROCK, CO

Past

October 4, 2005 - April 11, 2006

SECURIAN FINANCIAL SERVICES, INC.

RIA

CRD#: 15296

CASTLE ROCK, CO

Past

September 26, 2005 - April 11, 2006

SECURIAN FINANCIAL SERVICES, INC.

CRD#: 15296

ST. PAUL, MN

Past

May 3, 2004 - September 8, 2005

CERIDIAN INVESTMENT ADVISERS INC

RIA

CRD#: 111279

ENGLEWOOD, CO

Past

August 30, 2002 - September 7, 2005

CERIDIAN BROKER DEALER, INC.

CRD#: 47901

ST PETERSBURG, FL

Past

December 20, 2001 - May 15, 2002

T. ROWE PRICE ADVISORY SERVICES, INC.

RIA

CRD#: 108958

COLORADO SPRINGS, CO

Past

December 10, 1999 - May 15, 2002

T. ROWE PRICE INVESTMENT SERVICES, INC.

CRD#: 8348

BALTIMORE, MD

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Colorado
(7/12/2006)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 6/6/2001

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 2/8/2000

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 11/14/2000

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 12/9/1999

Investment Company Products/Variable Contracts Representative Examination

Current Firm

CASTLE ROCK INVESTMENT COMPANY

CASTLE ROCK INVESTMENT COMPANY | SURIANO, MICHELE, LOUISE | CASTLE ROCK INVESTMENT CONSULTING

CRD#: 140299 / SEC#: 801-80620

RIA

Registered Investment Advisory firm - (1/21/2025 Terminated)

Colorado

Registered Investment Advisory firm - (1/21/2025 Approved)

Georgia

Registered Investment Advisory firm - (11/8/2011 Terminated)

Illinois

Registered Investment Advisory firm - (12/5/2022 Terminated)

Nebraska

Registered Investment Advisory firm - (12/9/2014 Terminated)

Texas

Registered Investment Advisory firm - (12/9/2014 Terminated)

Utah

Registered Investment Advisory firm - (11/3/2011 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

Castle Rock, CO

Mailing Address

115 Wilcox Street Suite 220, Castle Rock, CO 80104

Phone number

(303) 725-7086

Established

Firm type

Fiscal year end

# of Employees

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PART 2A/B DATED 1/8/2025 (1/21/2025)

Regulatory assets under management

Total Number of Accounts	22
AUM (Assets Under Management)	$ 70,162,493

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Michele L. Suriano

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michele Louise Suriano's CRS (Customer Relationship Summary).

Certified licenses

Experience

SECURIAN FINANCIAL SERVICES, INC.

SECURIAN FINANCIAL SERVICES, INC.

CERIDIAN INVESTMENT ADVISERS INC

CERIDIAN BROKER DEALER, INC.

T. ROWE PRICE ADVISORY SERVICES, INC.

T. ROWE PRICE INVESTMENT SERVICES, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 6/6/2001

Series 63

Date: 2/8/2000

Series 7

Date: 11/14/2000

Series 6

Date: 12/9/1999

Current Firm

CASTLE ROCK INVESTMENT COMPANY

Contact information

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

CASTLE ROCK INVESTMENT COMPANY

TRUST BUT VERIFY

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