Edwina M. Seiss
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Edwina Marie Seiss was a registered financial professional .
Edwina is a previously registered financial professional and started their career in finance in 2000. Edwina had worked at 5 firms and has passed the Series 66 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 11, 2015 - December 8, 2022
EL CAMINO REAL FINANCIAL ADVISORS
January 28, 2011 - December 31, 2014
EL CAMINO REAL FINANCIAL ADVISORS
February 20, 2009 - April 29, 2010
GIRARD SECURITIES, INC.
October 31, 2005 - February 26, 2009
OSAIC SERVICES, INC.
October 31, 2005 - February 26, 2009
OSAIC SERVICES, INC.
April 22, 2002 - October 31, 2005
SENTRA SECURITIES CORPORATION
March 12, 2001 - October 31, 2005
SENTRA SECURITIES CORPORATION
January 24, 2000 - March 12, 2001
MORGAN STANLEY DW INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
EL CAMINO REAL FINANCIAL ADVISORS
CRD#: 155883 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 18 |
| AUM (Assets Under Management) | $ 866,500 |
Red Flags
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