Shelby D. Drescher
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Shelby Dale Drescher, who also goes by Shelby Dale Sefada, was a registered financial professional .
Shelby is a previously registered financial professional and started their career in finance in 2002. Shelby had worked at 3 firms and has passed the Series 63, Series 7, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 16, 2007 - July 17, 2014
LOEB PARTNERS CORPORATION
March 22, 2007 - August 8, 2007
AMERIPRISE FINANCIAL SERVICES, LLC
December 19, 2002 - April 5, 2005
CREDIT SUISSE SECURITIES (USA) LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
LOEB PARTNERS CORPORATION
CRD#: 10929 / SEC#: 801-39571, 8-28004
Contact information
Disclosures
| Regulatory Event | 3 |
| Bond | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
