Robert E. Burns

CETERA INVESTMENT ADVISERS LLC

GREENWOOD VILLAGE, CO 80111

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CRD#: 4066393

Professional summary

Robert Edward Burns, ChFC®, CLU®, CPWA®, who also goes by Rob E Burns, Rob Burns, Robert E Burns, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Greenwood Village, Colorado and CETERA WEALTH SERVICES, LLC located in Greenwood Village, Colorado.

Robert is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2000. Robert has worked at 8 firms and has passed the Series 63, Series 65, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Rob E Burns | Rob Burns | Robert E Burns

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

(1.) - - ROBERT E. BURNS; IS INVESTMENT RELATED; 5350 SOUTH ROSLYN STREET, SUITE 370, GREENWOOD VILLAGE, CO 80111; FIXED AND TRADITIONAL INSURANCE; AGENT; BEGAN MAY 2002; 40 HOURS PER MONTH INCLUDING DURING TRADING HOURS; FIXED AND TRADITIONAL INSURANCE SALES. (2.)- - Name of other business: Fourest, LLC Investment related: Yes Address: Same as Registered Location Nature of business: DBA Name only Position/title/relationship: Rep Start Date: 04/2009 Apx number of hours per week: 40 Apx number of hours during trading hours: 32.5 Brief description of duties: DBA name 3. Madison Group LLC; Investment Related; 5350 S. Roslyn St. 370, STE 370, Greenwood Village, CO 80111; LTC/Life/DIS Insurance; President/Owner; 04/01/2002; 10 Hours Per Month; 10 Hours During Trading Hours; Present Insurance Options as Part of Financial Planning Progress.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert Edward Burns's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

ChFC^®

Chartered Financial Consultant

CLU^®

Chartered Life Underwriter

CPWA^®

Certified Private Wealth Advisor

Experience

Current

June 29, 2023 - Present

CETERA INVESTMENT ADVISERS LLC

Office #1: 5350 South Roslyn Street Ste 370, Greenwood Village, CO 80111

RIA

CRD#: 105644

GREENWOOD VILLAGE, CO

Current

September 20, 2019 - Present

CETERA WEALTH SERVICES, LLC

Office #1: 5350 South Roslyn Street Ste 370, Greenwood Village, CO 80111

CRD#: 13572

Greenwood Village, CO

Past

May 20, 2021 - June 29, 2023

CETERA WEALTH SERVICES, LLC

RIA

CRD#: 13572

EL SEGUNDO, CA

Past

September 2, 2016 - November 2, 2016

VSR FINANCIAL SERVICES, INC.

RIA

CRD#: 14503

GREENWOOD VILLAGE, CO

Past

September 2, 2016 - November 2, 2016

VSR FINANCIAL SERVICES, INC.

CRD#: 14503

GREENWOOD VILLAGE, CO

Past

September 1, 2016 - May 20, 2021

SUMMIT FINANCIAL GROUP INC

RIA

CRD#: 109485

GREENWOOD VILLAGE, CO

Past

September 1, 2016 - September 20, 2019

SUMMIT BROKERAGE SERVICES, INC.

CRD#: 34643

GREENWOOD VILLAGE, CO

Past

October 30, 2009 - September 1, 2016

VSR FINANCIAL SERVICES, INC.

RIA

CRD#: 14503

GREENWOOD VILLAGE, CO

Past

October 30, 2009 - September 1, 2016

VSR FINANCIAL SERVICES, INC.

CRD#: 14503

GREENWOOD VILLAGE, CO

Past

January 21, 2003 - November 4, 2009

GROVE POINT INVESTMENTS, LLC

RIA

CRD#: 1763

GREENWOOD VILLAGE, CO

Past

October 1, 2002 - November 4, 2009

GROVE POINT INVESTMENTS, LLC

CRD#: 1763

GREENWOOD VILLAGE, CO

Past

August 30, 2000 - May 8, 2002

CHARLES SCHWAB & CO., INC.

CRD#: 5393

WESTLAKE, TX

Past

March 28, 2000 - June 22, 2000

AMERICAN CENTURY INVESTMENT SERVICES INC.

CRD#: 17437

KANSAS CITY, MO

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CETERA INVESTMENT ADVISERS LLC

CRD#: 105644 / SEC#: 801-20406

RIA

Registered Investment Advisory firm - (1/13/1984 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arizona
(9/20/2019)

Arkansas
(10/12/2022)

California
(9/20/2019)

Colorado
(9/20/2019)

IAR

Colorado
(6/29/2023)

Connecticut
(9/20/2019)

Florida
(9/23/2019)

Georgia
(9/20/2019)

Kentucky
(10/18/2019)

Maryland
(9/20/2019)

Michigan
(5/28/2021)

Missouri
(9/20/2019)

Montana
(9/20/2019)

Nebraska
(9/20/2019)

Nevada
(9/20/2019)

New Mexico
(9/20/2019)

New York
(9/20/2019)

North Carolina
(1/2/2020)

Ohio
(9/20/2019)

Pennsylvania
(9/20/2019)

South Carolina
(8/25/2022)

Texas
(9/20/2019)

IAR

Texas
(6/29/2023)

Virginia
(9/20/2019)

Wisconsin
(10/15/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

Series 63

Date: 5/13/2005

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 11/19/2002

Uniform Investment Adviser Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/26/2000

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 3/27/2000

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

CETERA INVESTMENT ADVISERS LLC

CRD#: 105644 / SEC#: 801-20406

RIA

Registered Investment Advisory firm - (1/13/1984 Approved)

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Contact information

Main Address

1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096

Mailing Address

Phone number

(310) 257-7880

Established

Firm type

Fiscal year end

# of Employees

7,705

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	584,487
AUM (Assets Under Management)	$ 163,792,814,520

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
10/27/2025	Cover Page	Report
12/13/2024	Cover Page	Report
09/26/2023	Cover Page	Report
11/18/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Robert E. Burns

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert Edward Burns's CRS (Customer Relationship Summary).

Certified licenses

Experience

CETERA WEALTH SERVICES, LLC

CETERA WEALTH SERVICES, LLC

VSR FINANCIAL SERVICES, INC.

VSR FINANCIAL SERVICES, INC.

SUMMIT FINANCIAL GROUP INC

SUMMIT BROKERAGE SERVICES, INC.

VSR FINANCIAL SERVICES, INC.

VSR FINANCIAL SERVICES, INC.

GROVE POINT INVESTMENTS, LLC

GROVE POINT INVESTMENTS, LLC

CHARLES SCHWAB & CO., INC.

AMERICAN CENTURY INVESTMENT SERVICES INC.

Primary Firm SEC Registration

CETERA INVESTMENT ADVISERS LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 5/13/2005

Series 65

Date: 11/19/2002

SIE

Date: 10/1/2018

Series 7

Date: 9/26/2000

Series 6

Date: 3/27/2000

FINRA

Current Firm

CETERA INVESTMENT ADVISERS LLC

Contact information

SEC notice filing (53 States and Territories)

Documents

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

CETERA INVESTMENT ADVISERS LLC

TRUST BUT VERIFY

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