NK
Neil D. Klemme
STATE FARM INVESTMENT MANAGEMENT
Delphi, IN 46923
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CRD#: 4065948
NK
Professional summary
Neil David Klemme is a registered financial advisor currently at STATE FARM INVESTMENT MANAGEMENT CORP. located in Delphi, Indiana and STATE FARM VP MANAGEMENT CORP. located in Bloomington, Illinois.
Neil is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2000. Neil has worked at 4 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Neil Klemme's Insurance Agency; Insurance Agency; Investment-related; 923 Robinson St W Lafayette, IN 47906-2744; Insurance (State Farm Mutual Automobile Insurance Company and its affiliates); Owner; Agent; 12/01/2001; 80; 80; Service customers and supervise employees. 2) Kennedy Multi Family; investment-related; 612 Northrup Dr W Lafayette, IN 47906; Investment or Commercial Property; Owner; none; 8/1/2024; 1; 0; Duties: Personally Held Real Estate 3) BK Management of Greater Lafayette, LLC; Non-investment-related; 2131 Robinson St., West Lafayette, IN 47906; Investment or Commercial Property; Member; Member; 7/1/2003; 8; 0; show houses when they are up for rent. 4) Neil Klemme Real Estate License; Non-investment-related; 925 Robinson St., West Lafayette, IN 47906; Investment or Commercial Property; Owner; Owner; 3/1/2015; 4; 0; buying/selling own property. 5) Benton Central Rentals, LLC; Non-investment-related; 928 Robinson St., West Lafayette, IN 47906; Investment or Commercial Property; Partner; Partner; 10/28/2019; 1; 0; no duties. 6) Majestic Apartments LLC; Investment-related; 925 Robinson St West Lafayette IN 47906; Investment or Commerical Property; Partner; None; 10/01/2022; 8; 4; Apartment units. 7) Neil Klemme - Property #1 (Personally Held Real Estate); investment-related; 5104 Gardenia Ct W Lafayette IN 47906; upstairs rental unit at 108.5 market Delphi IN; owner; 06/01/2023; 1;0; rent received from tenant 8)Neil Klemme - Property #2 (Personally Held Real Estate); investment-related; 5104 Gardenia Ct W Lafayette IN 47906; 20 acres of farm ground in White County IN; Owner; 03/14/2024; 1;0; rental 9)Neil Klemme - Property #3 (Personally Held Real Estate); investment-related; 5104 Gardenia Ct W Lafayette IN 47906; 4-unit apartment complex in Delphi; Owner; 06/01/2023; Rents; 2;0; property manager handles duties. 10)Neil Klemme - Property #4 (Personally Held Real Estate); investment-related; 5014 Gardenia Ct W Lafayette IN 47906; 57 acres of farm ground in Carroll County IN; 11/27/2023; Owner; 1;0; Rents received. 11)Neil Klemme - Property #5 (Personally Held Real Estate); investment-related; 5104 Gardenia Ct W Lafayette, IN 47906; 2-unit rental property at 933 Robinson St W Lafayette IN 47906; Owner; 04/24/2006; 4;0; Rent
CRS (Client Relationship Summary) - RIA
Click below to view Neil David Klemme's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 10, 2023 - Present
STATE FARM INVESTMENT MANAGEMENT CORP.
Office #1: 108 S Market, Delphi, IN 46923Office #2: 105 Pathway Lane, West Lafayette, IN 47906RIA
CRD#: 3487
Delphi, IN
Current
July 24, 2001 - Present
STATE FARM VP MANAGEMENT CORP.
Office #1: 1 State Farm Plaza Floor C-3, Bloomington, IL 61710BD
CRD#: 43036
BLOOMINGTON, IL
Past
September 13, 2000 - February 21, 2001
METROPOLITAN LIFE INSURANCE COMPANY
BD
CRD#: 4095
NEW YORK, NY
Past
September 13, 2000 - February 21, 2001
MSI FINANCIAL SERVICES, INC.
BD
CRD#: 14251
SPRINGFIELD, MA
Past
January 19, 2000 - August 23, 2000
STATE FARM VP MANAGEMENT CORP.
BD
CRD#: 43036
BLOOMINGTON, IL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
STATE FARM INVESTMENT MANAGEMENT CORP.
STATE FARM INVESTMENT MANAGEMENT | STATE FARM INVESTMENT MANAGEMENT CORP.
CRD#: 3487 / SEC#: 801-8184, 8-13379
RIA
Registered Investment Advisory firm - SEC (12/14/1971 Approved)BD
Terminated by SEC on 06/30/2001
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Illinois(2/27/2020)
IAR
Illinois(3/10/2023)
RR
Indiana(7/24/2001)
IAR
Indiana(3/10/2023)
RR
Kentucky(5/1/2023)
IAR
Kentucky(5/1/2023)
RR
Michigan(5/18/2023)
IAR
Michigan(5/18/2023)
RR
Ohio(7/10/2023)
IAR
Ohio(7/10/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
STATE FARM INVESTMENT MANAGEMENT CORP.
STATE FARM INVESTMENT MANAGEMENT | STATE FARM INVESTMENT MANAGEMENT CORP.
CRD#: 3487 / SEC#: 801-8184, 8-13379
RIA
Registered Investment Advisory firm - SEC (12/14/1971 Approved)BD
Terminated by SEC on 06/30/2001
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Contact information
Main Address
One State Farm Plaza B-2, Bloomington, IL 61710-0001
Mailing Address
Phone number
(800) 447-0740
Established
Delaware since 12/09/1966
Firm type
Corporation
Fiscal year end
November
# of Employees
150
SEC notice filing (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| STATE FARM MUTUAL AUTOMOBILE INSURANCE COMPANY | OWNER | |
| CHEVALIER, JEREL SAM | ASSISTANT SECRETARY-TREASURER | 2209892 |
| GRIMES, DAVID ROY | VICE PRESIDENT & SECRETARY | 1432710 |
| GRIZZLE, DAVID RAY | ASSISTANT SECRETARY/TREASURER | 4084087 |
| HORTON, STEPHEN LOWELL | ASSISTANT SECRETARY | 3124493 |
| JAYNES, DONALD ONEIL | ASSISTANT SECRETARY | 3124497 |
| JOSLIN, ROGER SCOTT | DIRECTOR, VICE PRESIDENT & TREASURER | 262350 |
| KILLIAN, JOHN JOSEPH | DIRECTOR | 2614915 |
| MOORE, DAVID MICHAEL | ASSISTANT SECRETARY | 2876793 |
| MOSER, KURT GEORGE | DIRECTOR & SENIOR VICE PRESIDENT | 2065254 |
| RUST, EDWARD BARRY JR | DIRECTOR AND PRESIDENT | 1450795 |
| THOMAS, HOWARD ANDREW | ASSISTANT SECRETARY-TREASURER | 3150520 |
| TIPSORD, MICHAEL LEON | ASSISTANT SECRETARY | 1943922 |
| TROSINO, VINCENT JOSEPH | DIRECTOR | 1780681 |
Regulatory assets under management
| Total Number of Accounts | 38 |
| AUM (Assets Under Management) | $ 11,294,815,444 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
